ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
36 hedge funds and large institutions have $39.6M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2019 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
11% more capital invested
Capital invested by funds: $35.8M → $39.6M (+$3.82M)
6% more funds holding
Funds holding: 34 → 36 (+2)
1.02% more ownership
Funds ownership: 35.67% → 36.69% (+1%)
33% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$2.77M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$866K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$340K |
| 4 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
+$295K |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$204K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$1.53M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$1.04M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$342K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$97.6K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$54.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWA
26
Arkadios Wealth Advisors
Atlanta,
Georgia
| $92.2K | +$87.8K | +3,065 | New |
|
27
William Blair & Company
Chicago,
Illinois
| $58K | – | – | – |
|
|
RIA
28
Realta Investment Advisors
Wilmington,
Delaware
| $51K | – | – | – |
|
|
BRWM
29
B. Riley Wealth Management
Memphis,
Tennessee
| $33K | +$31.8K | +1,110 | New |
|
30
Wells Fargo
San Francisco,
California
| $31K | -$6.36K | -222 | -17% |
|
|
IA
31
IFP Advisors
Tampa,
Florida
| $27K | -$31.2K | -1,089 | -54% |
|
32
US Bancorp
Minneapolis,
Minnesota
| $24K | – | – | – |
|
|
AAP
33
Arax Advisory Partners
Denver,
Colorado
| $10K | – | – | – |
|
34
AssetMark Inc
Concord,
California
| $10K | +$9.68K | +338 | New |
|
|
SFS
35
Sowell Financial Services
North Little Rock,
Arkansas
| $2K | – | – | – |
|
|
ASN
36
Advisory Services Network
Atlanta,
Georgia
| $1K | -$5.73K | -200 | -87% |
|
|
37
Citadel Advisors
Miami,
Florida
| – | -$1.04M | -37,155 | Closed |
|
|
GSWM
38
Golden State Wealth Management
Santa Ana,
California
| – | -$33K | -1,201 | Closed |
|
OUSM Hedge Fund Activity: Q4 2019 in Review
36 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2019, worth a combined $39.6M — up 11% from $35.8M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new OUSM positions and 2 closed out — a net gain of 3 holders — while 8 added to existing stakes and 12 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $2.77M. The largest seller was LPL Financial, cutting an estimated $1.53M.
- 36 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2019, up from 34 in Q3 2019.
- Funds reported $39.6M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2019, up 11% quarter-over-quarter.
- 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2019 and 2 closed out, a net change of +3 holders.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2019 was Morgan Stanley, an estimated $2.77M added.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2019 was LPL Financial, an estimated $1.53M sold.
Based on aggregated 13F filings for Q4 2019.