NEOPHOTONICS CORP
NPTN
NPTN was delisted on the 2nd of August, 2022.
92 hedge funds and large institutions have $224M invested in NEOPHOTONICS CORP in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 19 closing their positions.
152% more call options, than puts
Call options by funds: $4.86M | Put options by funds: $1.93M
14% more capital invested
Capital invested by funds: $196M → $224M (+$27.8M)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
0% more repeat investments, than reductions
Existing positions increased: 31 | Existing positions reduced: 31
5% less funds holding
Funds holding: 97 → 92 (-5)
21% less first-time investments, than exits
New positions opened: 15 | Existing positions closed: 19
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$3.94M |
| 2 |
RA
Royce & Associates
New York
|
+$2.8M |
| 3 |
Point72 Asset Management
Stamford,
Connecticut
|
+$2.44M |
| 4 |
KHCM
Kettle Hill Capital Management
New York
|
+$2.09M |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.05M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LOAMU
Lombard Odier Asset Management (USA)
New York
|
-$8.96M |
| 2 |
CCPM
Cooper Creek Partners Management
New York
|
-$6.47M |
| 3 |
JGC
J. Goldman & Co
New York
|
-$3.22M |
| 4 |
AQR Capital Management
Greenwich,
Connecticut
|
-$2.34M |
| 5 |
Dimensional Fund Advisors
Austin,
Texas
|
-$1.91M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PG
101
PEAK6 Group
Chicago,
Illinois
| – | -$191K | -34,377 | Closed |
|
|
IIA
102
IPG Investment Advisors
San Diego,
California
| – | -$106K | -19,000 | Closed |
|
103
T. Rowe Price Associates
Baltimore,
Maryland
| – | -$106K | -19,000 | Closed |
|
|
MC
104
Menta Capital
San Francisco,
California
| – | -$86K | -15,451 | Closed |
|
105
UBS AM
Chicago,
Illinois
| – | -$60K | -10,800 | Closed |
|
|
QSS
106
Quantitative Systematic Strategies
Ponte Vedra Beach,
Florida
| – | -$56K | -10,160 | Closed |
|
107
Canada Life
Winnipeg,
Manitoba, Canada
| – | -$19K | -3,200 | Closed |
|
|
ARM
108
Adirondack Research & Management
Guilderland,
New York
| – | -$6K | -1,000 | Closed |
|
109
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$2K | -324 | Closed |
|
|
GT
110
Glenmede Trust
Philadelphia,
Pennsylvania
| – | -$1K | -283 | Closed |
|
|
TRCT
111
Tower Research Capital (TRC)
New York
| – | +$12 | +2 | New |
|
NPTN Hedge Fund Activity: Q4 2017 in Review
92 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in NEOPHOTONICS CORP (NPTN) for Q4 2017, worth a combined $224M — up 14% from $196M a quarter earlier.
Sellers outnumbered buyers: 19 funds closed out of NPTN and 15 opened new positions — a net loss of 4 holders — while 31 trimmed existing stakes and 31 added.
The largest buyer was Citadel Advisors, adding an estimated $3.94M. The largest seller was Lombard Odier Asset Management (USA), cutting an estimated $8.96M.
- 92 institutional investors held NEOPHOTONICS CORP (NPTN) as of Q4 2017, down from 97 in Q3 2017.
- Funds reported $224M of NEOPHOTONICS CORP stock for Q4 2017, up 14% quarter-over-quarter.
- 15 funds opened new NEOPHOTONICS CORP positions in Q4 2017 and 19 closed out, a net change of -4 holders.
- The largest NEOPHOTONICS CORP buyer in Q4 2017 was Citadel Advisors, an estimated $3.94M added.
- The largest NEOPHOTONICS CORP seller in Q4 2017 was Lombard Odier Asset Management (USA), an estimated $8.96M sold.
Based on aggregated 13F filings for Q4 2017.