NML

Neuberger Berman Energy Infrastructure and Income Fund
NML

Overview Fund Activity

41 hedge funds and large institutions have $61.1M invested in Neuberger Berman Energy Infrastructure and Income Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 6 closing their positions.

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$6.14M
2
IHL
2
Investment House LLC
California
$635K
3
OC
3
Oppenheimer & Co
New York
$580K
4
Citigroup
4
Citigroup
New York
$673K
5
SIA
5
Sit Investment Associates
Minnesota
$376K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$1.54M
2
AAM
2
Advisors Asset Management
Colorado
$4.35M
3
GC
3
Guggenheim Capital
Illinois
$5.23M
4
LPL Financial
4
LPL Financial
California
$592K
5
TC
5
TFS Capital
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$149K 17,700 -2,500 -12%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$126K 14,886 -855 -5%
ICAS
28
Investors Capital Advisory Services
Massachusetts
$105K 12,500 -5,850 -32%
MNBTD
29
Moody National Bank Trust Division
Texas
$85K 10,000 – –
MFS
30
MSI Financial Services
Massachusetts
$74K 8,798 -15,410 -64%
DAM
31
Delta Asset Management
Tennessee
$74K 8,750 – –
Creative Planning
32
Creative Planning
Kansas
$42K 5,000 – –
S
33
SignatureFD
Georgia
$42K 5,000 – –
NSIM
34
North Star Investment Management
Illinois
$30K 3,500 +3,500 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$25K 2,987 +357 +14%
DPA
36
Delphi Private Advisors
California
$15K 1,750 – –
Deutsche Bank
37
Deutsche Bank
Germany
$10K 1,200 -500 -29%
AIM
38
Anchor Investment Management
South Carolina
$8.95K 1,058 – –
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$8K 1,000 -424 -30%
TWA
40
TCI Wealth Advisors
Arizona
$3K 371 +5 +1%
TC
41
TFS Capital
Pennsylvania
– – -51,870 Closed
CG
42
Caprock Group
Idaho
– – -18,863 Closed
AIG
43
American International Group
New York
– – -18,180 Closed
AIA
44
Allegis Investment Advisors
Idaho
– – -12,197 Closed
Goldman Sachs
45
Goldman Sachs
New York
– – -10,407 Closed
IWM
46
Integrated Wealth Management
California
– – -2,200 Closed
TRCT
47
Tower Research Capital (TRC)
New York
$0 41 -87 -68%
1
2