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New Mountain Finance
NMFC

161 hedge funds and large institutions have $423M invested in New Mountain Finance in 2023 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 52 increasing their positions, 46 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,450% more call options, than puts

Call options by funds: $558K | Put options by funds: $36K

57% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 14

13% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 46

5% more funds holding

Funds holding: 153 → 161 (+8)

4% more capital invested

Capital invested by funds: $406M → $423M (+$17.3M)

0.05% more ownership

Funds ownership: 32.33% → 32.38% (+0.05%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
161
Holders Change
+8
Holders Change %
+5.23%
% of All Funds
2.56%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
22
Increased
52
Reduced
46
Closed
14
Calls
$558K
Puts
$36K
Net Calls
+$522K
Net Calls Change
+$148K

Top Buyers

Rank Fund Capital Flow
1
Acadian Asset Management
Acadian Asset Management
Massachusetts
+$4.39M
2
Morgan Stanley
Morgan Stanley
New York
+$3.36M
3
Millennium Management
Millennium Management
New York
+$2.14M
4
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$2.01M
5
Goldman Sachs
Goldman Sachs
New York
+$1.82M

Top Sellers

Rank Fund Capital Flow
1
ACM
Advisors Capital Management
New Jersey
-$4.48M
2
Cerity Partners
Cerity Partners
New York
-$3.41M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$3.34M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$2.75M
5
BlackRock
BlackRock
New York
-$1.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
SAG
101
SageView Advisory Group
California
$245K – – –
BCA
102
Bay Colony Advisors
Massachusetts
$242K +$4.88K +383 +2%
ASN
103
Advisory Services Network
Georgia
$241K -$1.59K -125 -0.7%
N
104
Natixis
France
$222K -$14.2K -1,113 -6%
PI
105
PFG Investments
New York
$221K +$218K +17,075 New
WJWM
106
Williams Jones Wealth Management
New York
$220K – – –
ECM
107
ExodusPoint Capital Management
New York
$212K -$938K -73,592 -82%
BFG
108
Bleakley Financial Group
New Jersey
$206K -$42.1K -3,305 -17%
SS
109
Simplicity Solutions
Minnesota
$206K -$23K -1,805 -10%
WA
110
Wambolt & Associates
Colorado
$206K -$676 -53 -0.3%
HF
111
HRT Financial
New York
$199K -$889K -69,772 -82%
DTL
112
Dynamic Technology Lab
Singapore
$184K +$32.2K +2,525 +22%
EFS
113
Essex Financial Services
Connecticut
$184K +$76 +6 +0%
KAS
114
Kestra Advisory Services
Texas
$183K +$180K +14,094 New
Wealth Enhancement Advisory Services
115
Wealth Enhancement Advisory Services
Minnesota
$180K +$177K +13,905 New
CC
116
Centiva Capital
New York
$178K +$175K +13,755 New
DC
117
Davenport & Co
Virginia
$177K +$174K +13,641 New
Creative Planning
118
Creative Planning
Kansas
$165K +$204 +16 +0.1%
ProShare Advisors
119
ProShare Advisors
Maryland
$164K -$31.7K -2,490 -16%
AWAG
120
ARS Wealth Advisors Group
Florida
$148K – – –
Comerica Bank
121
Comerica Bank
Texas
$147K +$145K +11,350 New
D.E. Shaw & Co
122
D.E. Shaw & Co
New York
$147K -$229K -17,967 -61%
FCM
123
Family Capital Management
Michigan
$137K -$1.44K -113 -1%
Squarepoint
124
Squarepoint
New York
$136K -$122K -9,603 -48%
SI
125
Stephens Inc
Arkansas
$136K – – –
3 4
5
6 7

NMFC Hedge Fund Activity: Q3 2023 in Review

161 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q3 2023, worth a combined $423M — up 4.3% from $406M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NMFC positions and 14 closed out — a net gain of 8 holders — while 52 added to existing stakes and 46 trimmed.

The largest buyer was Acadian Asset Management, opening a new position worth an estimated $4.39M. The largest seller was Advisors Capital Management, exiting entirely with an estimated $4.48M sold.

  • 161 institutional investors held New Mountain Finance (NMFC) as of Q3 2023, up from 153 in Q2 2023.
  • Funds reported $423M of New Mountain Finance stock for Q3 2023, up 4.3% quarter-over-quarter.
  • 22 funds opened new New Mountain Finance positions in Q3 2023 and 14 closed out, a net change of +8 holders.
  • The largest New Mountain Finance buyer in Q3 2023 was Acadian Asset Management, an estimated $4.39M added.
  • The largest New Mountain Finance seller in Q3 2023 was Advisors Capital Management, an estimated $4.48M sold.

Based on aggregated 13F filings for Q3 2023.