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New Mountain Finance
NMFC

127 hedge funds and large institutions have $342M invested in New Mountain Finance in 2018 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 44 increasing their positions, 43 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

603% more call options, than puts

Call options by funds: $239K | Put options by funds: $34K

2% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 43

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

0.24% less ownership

Funds ownership: 35.95% → 35.71% (-0.24%)

5% less funds holding

Funds holding: 133 → 127 (-6)

7% less capital invested

Capital invested by funds: $369M → $342M (-$27.7M)

24% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 21

Holders
127
Holders Change
-6
Holders Change %
-4.51%
% of All Funds
2.83%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
16
Increased
44
Reduced
43
Closed
21
Calls
$239K
Puts
$34K
Net Calls
+$205K
Net Calls Change
+$239K

Top Buyers

Rank Fund Capital Flow
1
LSV Asset Management
LSV Asset Management
Illinois
+$6.65M
2
C
Cliffwater
California
+$3.04M
3
DCM
Dimension Capital Management
Florida
+$2.89M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.18M
5
BCM
Beck Capital Management
Texas
+$1.13M

Top Sellers

Rank Fund Capital Flow
1
RTS
Round Table Services
New Jersey
-$4.07M
2
UBS Group
UBS Group
Switzerland
-$3.68M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.9M
4
GC
Guggenheim Capital
Illinois
-$1.76M
5
PGH
Partners Group Holding
Switzerland
-$1.72M
Name Holding Trade Value Shares
Change 		Change in
Stake
EFS
101
Essex Financial Services
Connecticut
$151K – – –
TAM
102
Tocqueville Asset Management
New York
$150K – – –
Envestnet Asset Management
103
Envestnet Asset Management
Illinois
$148K +$156K +11,764 New
Brown Advisory
104
Brown Advisory
Maryland
$146K +$3.16K +239 +2%
AIA
105
Armor Investment Advisors
North Carolina
$138K – – –
CFGS
106
Concourse Financial Group Securities
Alabama
$68K -$8.27K -625 -10%
PA
107
Parallel Advisors
California
$58K +$61.7K +4,664 New
Russell Investments Group
108
Russell Investments Group
United Kingdom
$52K +$54.7K +4,137 New
Barclays
109
Barclays
United Kingdom
$44K -$86K -6,502 -65%
RIA
110
RPG Investment Advisory
California
$38K – – –
KPW
111
Kore Private Wealth
New York
$33K +$35.1K +2,655 New
BFEC
112
Benjamin F. Edwards & Company
Missouri
$26K +$5.29K +400 +24%
US Bancorp
113
US Bancorp
Minnesota
$17K +$926 +70 +5%
CAM
114
Cresset Asset Management
Illinois
$13K +$14.1K +1,066 New
Simplex Trading
115
Simplex Trading
Illinois
$12K -$182K -13,756 -93%
QCIG
116
Quad-Cities Investment Group
Iowa
$12K +$1.32K +100 +13%
RFC
117
Regions Financial Corp
Alabama
$9K – – –
AF
118
Advisornet Financial
Minnesota
$7K – – –
DWM
119
Doyle Wealth Management
Florida
$5K +$5.29K +400 New
Citigroup
120
Citigroup
New York
$4K – – –
EWM
121
Edge Wealth Management
New York
$4K – – –
Fidelity Investments
122
Fidelity Investments
Massachusetts
$4K +$4.48K +339 +16,950%
GRP
123
Global Retirement Partners
California
$3K -$5.2K -393 -60%
GWM
124
Geneos Wealth Management
Colorado
$3K – – –
Nordea Investment Management
125
Nordea Investment Management
Sweden
$2K +$2.09K +158 New
2 3 4
5
6

NMFC Hedge Fund Activity: Q4 2018 in Review

127 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q4 2018, worth a combined $342M — down 7.5% from $369M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of NMFC and 16 opened new positions — a net loss of 5 holders — while 43 trimmed existing stakes and 44 added.

The largest buyer was LSV Asset Management, adding an estimated $6.65M. The largest seller was Round Table Services, cutting an estimated $4.07M.

  • 127 institutional investors held New Mountain Finance (NMFC) as of Q4 2018, down from 133 in Q3 2018.
  • Funds reported $342M of New Mountain Finance stock for Q4 2018, down 7.5% quarter-over-quarter.
  • 16 funds opened new New Mountain Finance positions in Q4 2018 and 21 closed out, a net change of -5 holders.
  • The largest New Mountain Finance buyer in Q4 2018 was LSV Asset Management, an estimated $6.65M added.
  • The largest New Mountain Finance seller in Q4 2018 was Round Table Services, an estimated $4.07M sold.

Based on aggregated 13F filings for Q4 2018.