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New Mountain Finance

131 hedge funds and large institutions have $409M invested in New Mountain Finance in 2021 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 51 increasing their positions, 46 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more call options, than puts

Call options by funds: $1M | Put options by funds: $537K

11% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 46

4% more capital invested

Capital invested by funds: $392M → $409M (+$17.4M)

0% more funds holding

Funds holding: 131131 (0)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

0.56% less ownership

Funds ownership: 32.64%32.08% (-0.56%)

Holders
131
Holders Change
Holders Change %
0%
% of All Funds
2.28%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
15
Increased
51
Reduced
46
Closed
15
Calls
$1M
Puts
$537K
Net Calls
+$464K
Net Calls Change
-$635K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$3.32M +$249K +19,062 +8%
POIA
27
Pin Oak Investment Advisors
Texas
$3.19M -$103K -7,855 -3%
HWAM
28
Hennion & Walsh Asset Management
New Jersey
$2.69M +$586K +44,884 +28%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$2.63M +$62K +4,746 +2%
Two Sigma Investments
30
Two Sigma Investments
New York
$2.48M +$1.01M +77,258 +69%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$2.23M +$13.9K +1,061 +0.6%
MCM
32
McKinley Capital Management
Alaska
$2.05M -$49.7K -3,810 -2%
GC
33
Guggenheim Capital
Illinois
$1.93M -$850K -65,071 -31%
AWM
34
Altium Wealth Management
New York
$1.83M +$36.1K +2,765 +2%
BI
35
Bramshill Investments
Florida
$1.72M +$174K +13,331 +11%
AIMCA
36
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.6M
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$1.5M +$227K +17,401 +18%
JMPWA
38
JP Morgan Private Wealth Advisors
California
$1.49M +$1.47M +112,884 New
LPL Financial
39
LPL Financial
California
$1.49M +$338K +25,872 +30%
SPC
40
Sigma Planning Corp
Michigan
$1.44M -$2.58K -198 -0.2%
AIIMS
41
Analyst IMS Investment Management Services
Israel
$1.43M +$1.42M +108,868 New
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$1.36M -$1.35M -103,403 -50%
WS
43
Wedbush Securities
California
$1.36M -$18.6K -1,428 -1%
D.E. Shaw & Co
44
D.E. Shaw & Co
New York
$1.34M +$1.18M +90,191 +771%
Ameriprise
45
Ameriprise
Minnesota
$1.32M +$241K +18,495 +23%
Macquarie Group
46
Macquarie Group
Australia
$1.25M
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$1.23M -$18.9K -1,450 -2%
AR
48
Advisory Research
Illinois
$1.11M -$123K -9,398 -10%
Mackenzie Financial
49
Mackenzie Financial
Ontario, Canada
$1.09M +$555K +42,517 +106%
GIM
50
Guild Investment Management
California
$1.06M +$36.9K +2,830 +4%

NMFC Hedge Fund Activity: Q2 2021 in Review

131 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in New Mountain Finance (NMFC) for Q2 2021, worth a combined $409M — up 4.4% from $392M a quarter earlier.

Fund positioning in NMFC was balanced in Q2 2021: 15 funds opened new positions, 15 closed out, 51 added to existing stakes and 46 trimmed.

The largest buyer was Two Sigma Advisers, adding an estimated $5.1M. The largest seller was Cliffwater, cutting an estimated $8.17M.

  • 131 institutional investors held New Mountain Finance (NMFC) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $409M of New Mountain Finance stock for Q2 2021, up 4.4% quarter-over-quarter.
  • 15 funds opened new New Mountain Finance positions in Q2 2021 and 15 closed out, a net change of 0 holders.
  • The largest New Mountain Finance buyer in Q2 2021 was Two Sigma Advisers, an estimated $5.1M added.
  • The largest New Mountain Finance seller in Q2 2021 was Cliffwater, an estimated $8.17M sold.

Based on aggregated 13F filings for Q2 2021.