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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$54.1M
RCM
2
Rivernorth Capital Management
Florida
$6.87M -$724K -65,512 -10%
GC
3
Guggenheim Capital
Illinois
$3.37M -$228K -20,607 -6%
Invesco
4
Invesco
Georgia
$2.78M +$1.77M +159,607 +175%
Morgan Stanley
5
Morgan Stanley
New York
$2.63M +$137K +12,343 +5%
LPL Financial
6
LPL Financial
California
$1.94M +$259K +23,397 +15%
AUIM
7
Aegon USA Investment Management
Iowa
$1.92M -$61.1K -5,526 -3%
UCI
8
Uncommon Cents Investing
Wisconsin
$1.24M
Wells Fargo
9
Wells Fargo
California
$960K -$595K -53,816 -38%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$841K -$35.7K -3,227 -4%
Osaic Holdings
11
Osaic Holdings
Arizona
$728K +$2.21K +200 +0.3%
MPCG
12
Matrix Private Capital Group
New York
$724K
HighTower Advisors
13
HighTower Advisors
Illinois
$546K
KAS
14
Kestra Advisory Services
Texas
$498K +$497K +44,946 New
CIA
15
Capital Investment Advisors
Georgia
$489K +$321 +29 +0.1%
COLIM
16
City of London Investment Management
United Kingdom
$448K
RJA
17
Raymond James & Associates
Florida
$389K -$20.4K -1,844 -5%
MAFM
18
Mid Atlantic Financial Management
Pennsylvania
$366K -$26.5K -2,400 -7%
APW
19
Aurora Private Wealth
New Jersey
$326K +$3.55K +321 +1%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$199K
Fiera Capital (Canada)
21
Fiera Capital (Canada)
Quebec, Canada
$160K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$134K -$116K -10,481 -46%
GWM
23
Geneos Wealth Management
Colorado
$123K
AAS
24
Avantax Advisory Services
Texas
$123K +$122K +11,034 New
AIP
25
Ahrens Investment Partners
Louisiana
$121K +$121K +10,900 New