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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.14M +$270K +36,017 +7%
LPL Financial
2
LPL Financial
California
$4.14M +$29.9K +3,987 +0.7%
GC
3
Guggenheim Capital
Illinois
$3.09M -$1.09M -145,846 -26%
Invesco
4
Invesco
Georgia
$2.37M +$431K +57,581 +22%
Wells Fargo
5
Wells Fargo
California
$1.92M +$294K +39,235 +18%
JWCA
6
J.W. Cole Advisors
Florida
$1.78M +$234K +31,298 +15%
UCI
7
Uncommon Cents Investing
Wisconsin
$1.35M +$749 +100 +0.1%
Ameriprise
8
Ameriprise
Minnesota
$883K +$284K +37,860 +47%
HI
9
Harbour Investments
Wisconsin
$793K +$70.9K +9,464 +10%
BI
10
Bramshill Investments
Florida
$740K -$14.7K -1,957 -2%
MWM
11
Melfa Wealth Management
Massachusetts
$613K
AWM
12
Apollon Wealth Management
South Carolina
$373K +$155K +20,695 +71%
EH
13
Equitable Holdings
New York
$370K +$25K +3,343 +7%
Jane Street
14
Jane Street
New York
$325K +$325K +43,330 New
NA
15
NewEdge Advisors
Louisiana
$325K -$28.2K -3,765 -8%
SWM
16
SeaCrest Wealth Management
New York
$322K +$39.1K +5,219 +14%
Osaic Holdings
17
Osaic Holdings
Arizona
$301K +$68.1K +9,088 +29%
Raymond James Financial
18
Raymond James Financial
Florida
$247K -$562 -75 -0.2%
HighTower Advisors
19
HighTower Advisors
Illinois
$225K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$209K -$46.6K -6,221 -18%
AC
21
AlphaCore Capital
California
$180K -$15K -2,000 -8%
HF
22
HRT Financial
New York
$143K +$143K +19,112 New
UBS Group
23
UBS Group
Switzerland
$133K +$28.2K +3,760 +27%
CIA
24
Capital Investment Advisors
Georgia
$132K -$18.5K -2,466 -12%
MAG
25
MRA Advisory Group
New Jersey
$129K +$12.7K +1,693 +11%