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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.61M +$228K +28,320 +4%
LPL Financial
2
LPL Financial
California
$4.39M +$260K +32,354 +6%
GC
3
Guggenheim Capital
Illinois
$2.82M +$956K +118,947 +52%
AIA
4
Absolute Investment Advisers
Florida
$2.39M +$2.39M +296,733 New
Invesco
5
Invesco
Georgia
$1.59M -$605K -75,243 -28%
UCI
6
Uncommon Cents Investing
Wisconsin
$1.49M +$402 +50 +0%
Wells Fargo
7
Wells Fargo
California
$1.22M +$886K +110,205 +270%
QL
8
Quarry LP
New York
$831K -$332K -41,312 -29%
MWM
9
Melfa Wealth Management
Massachusetts
$743K +$260K +32,309 +54%
Osaic Holdings
10
Osaic Holdings
Arizona
$726K +$16.1K +2,005 +2%
HighTower Advisors
11
HighTower Advisors
Illinois
$636K
HI
12
Harbour Investments
Wisconsin
$481K -$5.38K -669 -1%
NA
13
NewEdge Advisors
Louisiana
$447K -$148K -18,400 -25%
EH
14
Equitable Holdings
New York
$330K
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$318K +$51K +6,346 +19%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$301K +$3.18K +396 +1%
SWM
17
SeaCrest Wealth Management
New York
$276K +$7.08K +881 +3%
CA
18
Cetera Advisors
Colorado
$263K +$263K +32,686 New
PI
19
PFG Investments
New York
$237K +$237K +29,454 New
CIA
20
Capital Investment Advisors
Georgia
$216K -$7.3K -908 -3%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$212K +$96.2K +11,973 +83%
SA
22
SFI Advisors
New Jersey
$142K -$251K -31,251 -64%
UBS Group
23
UBS Group
Switzerland
$142K +$44.5K +5,533 +46%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$116K +$12.4K +1,544 +12%
AWS
25
Atria Wealth Solutions
New York
$109K -$27.6K -3,439 -20%