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NHS

Neuberger High Yield Strategies Fund Inc
NHS

Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$50.5M +$5.83M +580,361 +14%
RCM
2
Rivernorth Capital Management
Florida
$7.09M +$3.71M +369,418 +117%
GC
3
Guggenheim Capital
Illinois
$3.36M +$195K +19,385 +6%
Morgan Stanley
4
Morgan Stanley
New York
$2.33M -$54.1K -5,388 -2%
AUIM
5
Aegon USA Investment Management
Iowa
$1.85M +$222K +22,077 +14%
LPL Financial
6
LPL Financial
California
$1.57M +$83.1K +8,272 +6%
Wells Fargo
7
Wells Fargo
California
$1.45M -$89.7K -8,929 -6%
UCI
8
Uncommon Cents Investing
Wisconsin
$1.16M – – –
Invesco
9
Invesco
Georgia
$947K -$23K -2,286 -2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$819K -$51.1K -5,091 -6%
Osaic Holdings
11
Osaic Holdings
Arizona
$676K +$44.2K +4,400 +7%
MPCG
12
Matrix Private Capital Group
New York
$675K – – –
HighTower Advisors
13
HighTower Advisors
Illinois
$509K +$70.3K +7,000 +17%
CIA
14
Capital Investment Advisors
Georgia
$456K +$332 +33 +0.1%
COLIM
15
City of London Investment Management
United Kingdom
$418K – – –
RJA
16
Raymond James & Associates
Florida
$382K +$8.33K +829 +2%
MAFM
17
Mid Atlantic Financial Management
Pennsylvania
$360K +$37.2K +3,700 +12%
NFG
18
Next Financial Group
Texas
$339K +$2.38K +237 +0.7%
APW
19
Aurora Private Wealth
New Jersey
$301K -$206K -20,513 -41%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$233K -$111K -11,094 -33%
SFS
21
Shaker Financial Services
Virginia
$223K -$560K -55,704 -72%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$186K -$8.16K -812 -4%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$178K +$173K +17,238 New
Fiera Capital (Canada)
24
Fiera Capital (Canada)
Quebec, Canada
$150K +$26.7K +2,654 +22%
VF
25
Virtu Financial
New York
$119K +$115K +11,472 New
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