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NHS

Neuberger High Yield Strategies Fund Inc
NHS

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$13.6M +$2.47M +226,701 +22%
SCM
2
Saba Capital Management
New York
$9.82M +$3.54M +325,301 +57%
RCM
3
Rivernorth Capital Management
Florida
$6.43M +$302K +27,737 +5%
Invesco
4
Invesco
Georgia
$4.2M -$164K -15,067 -4%
Fiera Capital (Canada)
5
Fiera Capital (Canada)
Quebec, Canada
$3.41M +$3M +275,251 +764%
Morgan Stanley
6
Morgan Stanley
New York
$3.22M +$259K +23,741 +9%
SFS
7
Shaker Financial Services
Virginia
$3.19M +$288K +26,389 +10%
RCM
8
Robinson Capital Management
Michigan
$3.17M – – –
CRC
9
Curi RMB Capital
Illinois
$3.03M +$123K +11,334 +4%
AUIM
10
Aegon USA Investment Management
Iowa
$2.91M +$2.31M +212,176 +397%
GC
11
Guggenheim Capital
Illinois
$2.84M -$343K -31,494 -11%
PPA
12
Parametric Portfolio Associates
Washington
$2.25M -$340K -31,207 -13%
AAM
13
Advisors Asset Management
Colorado
$2.18M -$1.59M -146,134 -42%
BlackRock
14
BlackRock
New York
$1.46M – – –
RJA
15
Raymond James & Associates
Florida
$1.34M -$69.4K -6,373 -5%
VCM
16
Vivaldi Capital Management
Illinois
$1.23M +$107K +9,784 +10%
LPL Financial
17
LPL Financial
California
$1.18M +$351K +32,201 +43%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.17M +$35.6K +3,271 +3%
AG
19
Advisor Group
Arizona
$1.04M +$590K +54,126 +132%
LCM
20
Landscape Capital Management
New Jersey
$1.03M -$65.3K -5,997 -6%
WAM
21
Wolverine Asset Management
Illinois
$1.01M +$118K +10,843 +13%
UCI
22
Uncommon Cents Investing
Wisconsin
$843K – – –
UBS Group
23
UBS Group
Switzerland
$669K -$2.31K -212 -0.3%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$620K -$57.8K -5,308 -9%
CIA
25
Capital Investment Advisors
Georgia
$591K -$27.6K -2,529 -4%
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