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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.8M -$1.01M -120,466 -18%
LPL Financial
2
LPL Financial
California
$2.72M +$268K +31,951 +11%
Ameriprise
3
Ameriprise
Minnesota
$2.21M +$452K +53,912 +26%
CCP
4
Clough Capital Partners
Massachusetts
$2.15M -$1.52M -181,629 -42%
Invesco
5
Invesco
Georgia
$1.53M -$73.4K -8,746 -5%
GC
6
Guggenheim Capital
Illinois
$1.51M -$227K -27,023 -13%
UCI
7
Uncommon Cents Investing
Wisconsin
$1.33M +$420 +50 +0%
Baird Financial Group
8
Baird Financial Group
Wisconsin
$854K -$42.7K -5,088 -5%
NA
9
NewEdge Advisors
Louisiana
$694K -$9.23K -1,100 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$653K +$45.3K +5,395 +8%
HighTower Advisors
11
HighTower Advisors
Illinois
$621K
MWM
12
Melfa Wealth Management
Massachusetts
$500K +$492K +58,638 New
HI
13
Harbour Investments
Wisconsin
$493K +$64K +7,627 +15%
EH
14
Equitable Holdings
New York
$307K +$21K +2,500 +7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$300K +$38.6K +4,600 +15%
AAM
16
Advisors Asset Management
Colorado
$286K -$434K -51,690 -61%
CIA
17
Capital Investment Advisors
Georgia
$254K -$18.8K -2,238 -7%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$236K -$12.8K -1,530 -5%
SWM
19
SeaCrest Wealth Management
New York
$211K -$6.51K -776 -3%
AUIM
20
Aegon USA Investment Management
Iowa
$205K
MPCG
21
Matrix Private Capital Group
New York
$184K
CL
22
CSS LLC
Illinois
$146K
RJA
23
Raymond James & Associates
Florida
$110K -$26.7K -3,181 -20%
Wells Fargo
24
Wells Fargo
California
$106K -$13.4K -1,594 -11%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$102K