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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.63M -$145K -17,527 -3%
LPL Financial
2
LPL Financial
California
$3.35M +$962K +116,256 +35%
CCP
3
Clough Capital Partners
Massachusetts
$2.62M +$423K +51,079 +17%
UCI
4
Uncommon Cents Investing
Wisconsin
$1.4M +$228K +27,559 +17%
SOA
5
Sea Otter Advisors
Florida
$1.17M +$1.29M +156,128 New
Invesco
6
Invesco
Georgia
$1.05M -$157K -18,922 -12%
YCM
7
Yakira Capital Management
Connecticut
$783K +$865K +104,476 New
GC
8
Guggenheim Capital
Illinois
$668K -$223K -26,950 -23%
NA
9
NewEdge Advisors
Louisiana
$601K +$11.6K +1,400 +2%
HighTower Advisors
10
HighTower Advisors
Illinois
$590K +$49.6K +5,992 +8%
Osaic Holdings
11
Osaic Holdings
Arizona
$505K -$60.7K -7,336 -10%
CSC
12
Caldwell Sutter Capital
California
$502K +$555K +67,068 New
CL
13
CSS LLC
Illinois
$492K +$400K +48,359 +280%
Ameriprise
14
Ameriprise
Minnesota
$484K -$9.44K -1,141 -2%
HI
15
Harbour Investments
Wisconsin
$446K +$2.09K +252 +0.4%
MWM
16
Melfa Wealth Management
Massachusetts
$436K +$4.51K +545 +0.9%
AGM
17
Alpine Global Management
New York
$358K +$396K +47,833 New
COLIM
18
City of London Investment Management
United Kingdom
$339K +$374K +45,182 New
EH
19
Equitable Holdings
New York
$307K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$277K +$16.3K +1,969 +6%
Walleye Capital
21
Walleye Capital
New York
$263K +$290K +35,078 New
UBS Group
22
UBS Group
Switzerland
$254K +$174K +20,982 +162%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$243K +$269K +32,487 New
SWM
24
SeaCrest Wealth Management
New York
$242K +$14.5K +1,752 +6%
SA
25
SFI Advisors
New Jersey
$229K +$75.3K +9,095 +42%