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NHS

Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$45.5M
RCM
2
Rivernorth Capital Management
Florida
$11M -$4.39M -371,883 -29%
Invesco
3
Invesco
Georgia
$3.83M +$613K +51,892 +20%
BI
4
Bramshill Investments
Florida
$3.57M +$3.5M +295,866 New
Morgan Stanley
5
Morgan Stanley
New York
$2.82M -$313K -26,532 -10%
GC
6
Guggenheim Capital
Illinois
$2.3M +$276K +23,397 +14%
Wells Fargo
7
Wells Fargo
California
$1.97M -$247K -20,938 -11%
LPL Financial
8
LPL Financial
California
$1.44M +$162K +13,716 +13%
CCP
9
Clough Capital Partners
Massachusetts
$1.18M -$585K -49,500 -34%
SFS
10
Shaker Financial Services
Virginia
$1.02M +$998K +84,434 New
UCI
11
Uncommon Cents Investing
Wisconsin
$863K
BFM
12
Boothbay Fund Management
New York
$847K -$1.76M -149,347 -68%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$667K
Ameriprise
14
Ameriprise
Minnesota
$607K +$31.5K +2,662 +6%
RJA
15
Raymond James & Associates
Florida
$605K -$353K -29,872 -37%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$597K +$585K +49,492 New
CIA
17
Capital Investment Advisors
Georgia
$584K -$15.4K -1,303 -3%
COLIM
18
City of London Investment Management
United Kingdom
$488K
HighTower Advisors
19
HighTower Advisors
Illinois
$483K +$7.98K +675 +2%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$418K +$59.1K +5,000 +17%
NFG
21
Next Financial Group
Texas
$330K +$22.4K +1,900 +7%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$232K -$713K -60,360 -76%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$202K +$13.9K +1,175 +8%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$201K +$197K +16,654 New
Citigroup
25
Citigroup
New York
$188K -$54.2K -4,584 -23%