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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$3.33M -$1.48M -131,638 -31%
Morgan Stanley
2
Morgan Stanley
New York
$2.82M +$40.7K +3,619 +1%
LPL Financial
3
LPL Financial
California
$2.77M +$80.2K +7,135 +3%
Invesco
4
Invesco
Georgia
$1.77M -$31.2K -2,771 -2%
UCI
5
Uncommon Cents Investing
Wisconsin
$1.3M
Baird Financial Group
6
Baird Financial Group
Wisconsin
$1.21M +$389K +34,564 +49%
AAM
7
Advisors Asset Management
Colorado
$1.02M -$17.8K -1,586 -2%
NA
8
NewEdge Advisors
Louisiana
$870K +$103K +9,200 +14%
Osaic Holdings
9
Osaic Holdings
Arizona
$553K -$36K -3,200 -6%
HighTower Advisors
10
HighTower Advisors
Illinois
$500K +$72K +6,400 +17%
CIA
11
Capital Investment Advisors
Georgia
$407K -$16.9K -1,502 -4%
Ameriprise
12
Ameriprise
Minnesota
$395K +$389K +34,558 New
AUIM
13
Aegon USA Investment Management
Iowa
$339K +$334K +29,711 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$315K +$38.8K +3,449 +14%
SWM
15
SeaCrest Wealth Management
New York
$262K +$143K +12,751 +125%
MPCG
16
Matrix Private Capital Group
New York
$246K
RJA
17
Raymond James & Associates
Florida
$242K -$15.9K -1,413 -6%
APW
18
Aurora Private Wealth
New Jersey
$226K +$21K +1,866 +10%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$162K +$17.3K +1,538 +12%
Wells Fargo
20
Wells Fargo
California
$157K -$1.79K -159 -1%
BI
21
Bramshill Investments
Florida
$147K -$36.4K -3,241 -20%
BRWA
22
B. Riley Wealth Advisors
Florida
$143K +$1.5K +133 +1%
UBS Group
23
UBS Group
Switzerland
$133K +$33K +2,936 +34%
Bank of America
24
Bank of America
North Carolina
$132K -$15.6K -1,385 -11%
B
25
Bailard
California
$124K