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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$37.3M +$6M +527,588 +14%
BI
2
Bramshill Investments
Florida
$2.97M
RCM
3
Rivernorth Capital Management
Florida
$2.74M +$1.82M +159,522 +102%
GC
4
Guggenheim Capital
Illinois
$2.65M +$654K +57,504 +23%
Morgan Stanley
5
Morgan Stanley
New York
$2M -$13K -1,143 -0.5%
AUIM
6
Aegon USA Investment Management
Iowa
$1.36M +$1.79M +156,907 New
Wells Fargo
7
Wells Fargo
California
$1.3M -$199K -17,450 -10%
LPL Financial
8
LPL Financial
California
$1.24M +$161K +14,141 +11%
UCI
9
Uncommon Cents Investing
Wisconsin
$973K +$462K +40,585 +57%
Invesco
10
Invesco
Georgia
$814K -$2.64M -232,155 -71%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$731K +$17.6K +1,545 +2%
BFM
12
Boothbay Fund Management
New York
$700K +$120K +10,540 +15%
SFS
13
Shaker Financial Services
Virginia
$671K +$278K +24,422 +46%
MPCG
14
Matrix Private Capital Group
New York
$566K
Osaic Holdings
15
Osaic Holdings
Arizona
$529K +$694K +60,973 New
APW
16
Aurora Private Wealth
New Jersey
$430K +$231K +20,291 +69%
CIA
17
Capital Investment Advisors
Georgia
$382K -$37.9K -3,332 -7%
HighTower Advisors
18
HighTower Advisors
Illinois
$367K +$22.8K +2,000 +5%
COLIM
19
City of London Investment Management
United Kingdom
$350K
RJA
20
Raymond James & Associates
Florida
$314K -$75.7K -6,653 -16%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$292K -$1.97K -173 -0.5%
NFG
22
Next Financial Group
Texas
$282K +$31.1K +2,737 +9%
MAFM
23
Mid Atlantic Financial Management
Pennsylvania
$270K -$6.83K -600 -2%
Ameriprise
24
Ameriprise
Minnesota
$256K -$269K -23,648 -44%
HF
25
HRT Financial
New York
$205K +$270K +23,700 New