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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$46.5M
BI
2
Bramshill Investments
Florida
$4.23M +$560K +46,495 +16%
Invesco
3
Invesco
Georgia
$4.03M +$108K +8,958 +3%
AUIM
4
Aegon USA Investment Management
Iowa
$3.17M
GC
5
Guggenheim Capital
Illinois
$3.06M +$687K +57,086 +30%
Morgan Stanley
6
Morgan Stanley
New York
$2.86M -$22.8K -1,892 -0.8%
Wells Fargo
7
Wells Fargo
California
$2.06M +$42.1K +3,495 +2%
RCM
8
Rivernorth Capital Management
Florida
$1.92M -$9.14M -759,650 -83%
LPL Financial
9
LPL Financial
California
$1.59M +$119K +9,900 +8%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$1.02M +$399K +33,144 +67%
UCI
11
Uncommon Cents Investing
Wisconsin
$883K
BFM
12
Boothbay Fund Management
New York
$866K
MPCG
13
Matrix Private Capital Group
New York
$806K +$785K +65,257 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$678K -$3.26K -271 -0.5%
Ameriprise
15
Ameriprise
Minnesota
$657K +$34.6K +2,872 +6%
SFS
16
Shaker Financial Services
Virginia
$653K -$380K -31,594 -37%
CIA
17
Capital Investment Advisors
Georgia
$585K -$12.7K -1,056 -2%
RJA
18
Raymond James & Associates
Florida
$528K -$88.8K -7,382 -15%
COLIM
19
City of London Investment Management
United Kingdom
$499K
HighTower Advisors
20
HighTower Advisors
Illinois
$497K +$2.68K +223 +0.6%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$418K +$225K +18,700 +124%
MAFM
22
Mid Atlantic Financial Management
Pennsylvania
$391K -$34.9K -2,900 -8%
NFG
23
Next Financial Group
Texas
$368K +$29.2K +2,425 +9%
APW
24
Aurora Private Wealth
New Jersey
$362K +$352K +29,273 New
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$222K +$14.9K +1,240 +7%