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Neuberger High Yield Strategies Fund Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.42M +$628K +73,452 +13%
LPL Financial
2
LPL Financial
California
$2.82M +$103K +12,004 +4%
CCP
3
Clough Capital Partners
Massachusetts
$2.54M +$397K +46,491 +18%
UCI
4
Uncommon Cents Investing
Wisconsin
$1.36M +$33.4K +3,909 +3%
Invesco
5
Invesco
Georgia
$1.35M -$181K -21,127 -12%
GC
6
Guggenheim Capital
Illinois
$989K -$524K -61,318 -35%
NA
7
NewEdge Advisors
Louisiana
$695K -$22.2K -2,600 -3%
Osaic Holdings
8
Osaic Holdings
Arizona
$637K -$16K -1,870 -2%
HighTower Advisors
9
HighTower Advisors
Illinois
$621K
Ameriprise
10
Ameriprise
Minnesota
$560K -$1.66M -194,147 -75%
HI
11
Harbour Investments
Wisconsin
$505K +$12.3K +1,438 +2%
MWM
12
Melfa Wealth Management
Massachusetts
$492K -$7.88K -922 -2%
RCM
13
Robinson Capital Management
Michigan
$411K +$388K +45,395 New
EH
14
Equitable Holdings
New York
$349K +$42.7K +5,000 +14%
AUIM
15
Aegon USA Investment Management
Iowa
$298K +$93.2K +10,897 +45%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$298K -$1.92K -225 -0.6%
SWM
17
SeaCrest Wealth Management
New York
$260K +$49.5K +5,785 +23%
CIA
18
Capital Investment Advisors
Georgia
$252K -$2.44K -286 -1%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$218K -$17.1K -2,002 -7%
MPCG
20
Matrix Private Capital Group
New York
$184K
SA
21
SFI Advisors
New Jersey
$183K +$184K +21,528 New
JP Morgan Chase
22
JP Morgan Chase
New York
$151K +$151K +17,705 New
CL
23
CSS LLC
Illinois
$147K +$1.47K +172 +1%
UBS Group
24
UBS Group
Switzerland
$111K +$29.5K +3,452 +36%
Wells Fargo
25
Wells Fargo
California
$110K +$3.63K +425 +3%