NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

67 hedge funds and large institutions have $76.8M invested in Virtus Convertible & Income Fund II in 2015 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
+13
Holders Change %
+24.07%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
21
Increased
21
Reduced
17
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$12.9M
2
LCM
Landscape Capital Management
New Jersey
+$8.29M
3
CA
Cornerstone Advisors
North Carolina
+$3.39M
4
AAM
Advisors Asset Management
Colorado
+$1.97M
5
SIA
Sit Investment Associates
Minnesota
+$1.56M

Top Sellers

1
DA
Doliver Advisors
Texas
-$1.74M
2
UBS Group
UBS Group
Switzerland
-$536K
3
BCM
BlueCrest Capital Management
Jersey
-$422K
4
WAM
Wolverine Asset Management
Illinois
-$369K
5
ICAS
Investors Capital Advisory Services
Massachusetts
-$201K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$46K -$42.2K -2,060 -48%
NFG
52
Next Financial Group
Texas
$35K +$2.18K +109 +7%
BA
53
BlackRock Advisors
Delaware
$34K +$6.96K +347 +26%
MWP
54
MYCIO Wealth Partners
Pennsylvania
$32K +$1.02K +51 +3%
FMP
55
Financial Management Professionals
Texas
$26K +$13.2K +675 +104%
PSI
56
Pinnacle Summer Investments
Virginia
$20K +$10K +513 +100%
CCS
57
Crosspoint Capital Strategies
California
$18K +$18K +513 New
Envestnet Asset Management
58
Envestnet Asset Management
Illinois
$16K -$13K -626 -45%
CFA
59
Carroll Financial Associates
North Carolina
$15K – – –
DAM
60
Delta Asset Management
Tennessee
$11K – – –
GWM
61
Gupta Wealth Management
California
$11K – – –
ASN
62
Advisory Services Network
Georgia
$10K – – –
Deutsche Bank
63
Deutsche Bank
Germany
$8K -$4.7K -250 -37%
First Manhattan
64
First Manhattan
New York
$7K – – –
FWM
65
Focused Wealth Management
New York
$5K – – –
AIA
66
Allegis Investment Advisors
Idaho
$5K +$5K +250 New
US Bancorp
67
US Bancorp
Minnesota
$4K +$4K +206 New
PCM
68
Penserra Capital Management
California
$4K +$4K +220 New
BCM
69
BlueCrest Capital Management
Jersey
– -$422K -20,000 Closed
TSS
70
Two Sigma Securities
New York
– -$55K -2,582 Closed
BCM
71
Brookstone Capital Management
Illinois
– -$36K -1,705 Closed
RIA
72
Regal Investment Advisors
Michigan
– -$8K -397 Closed
JWA
73
JFS Wealth Advisors
Pennsylvania
– -$8K -375 Closed
WCM
74
Windsor Capital Management
Arizona
– -$3K -175 Closed
SSB
75
Sandy Spring Bank
Maryland
– -$1K -70 Closed
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