NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

53 hedge funds and large institutions have $60.1M invested in Virtus Convertible & Income Fund II in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
53
Holders Change
–
Holders Change %
0%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
21
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$2.26M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.45M
3
AAM
Advisors Asset Management
Colorado
+$1.03M
4
Cohen & Steers
Cohen & Steers
New York
+$744K
5
Invesco
Invesco
Georgia
+$612K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$2.09M
2
MFS
MSI Financial Services
Massachusetts
-$1.47M
3
CA
Cornerstone Advisors
North Carolina
-$579K
4
Citigroup
Citigroup
New York
-$273K
5
Bank of America
Bank of America
North Carolina
-$228K
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$138K +$5.29K +223 +4%
AG
27
Advisor Group
Arizona
$135K +$5.04K +212 +4%
VKH
28
Virtu KCG Holdings
New York
$107K +$107K +4,494 New
CA
29
Cetera Advisors
Colorado
$93K -$24K -995 -20%
HB
30
Homrich & Berg
Georgia
$90K – – –
CT
31
CMT Trading
Illinois
$89K +$89K +3,750 New
Citadel Advisors
32
Citadel Advisors
Florida
$88K +$88K +3,701 New
CAN
33
Cetera Advisor Networks
California
$73K +$12.2K +514 +20%
Nuveen Asset Management
34
Nuveen Asset Management
Illinois
$71K +$71K +3,012 New
FFA
35
First Foundation Advisors
California
$70K +$70K +2,940 New
SPC
36
Sigma Planning Corp
Michigan
$66K -$16.9K -712 -20%
HCM
37
Hollencrest Capital Management
California
$62K +$62K +2,645 New
IA
38
IFP Advisors
Florida
$61K – – –
SC
39
Stratford Consulting
Texas
$60K +$641 +27 +1%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$59K – – –
GWM
41
Geneos Wealth Management
Colorado
$56K -$51.7K -2,201 -48%
MWP
42
MYCIO Wealth Partners
Pennsylvania
$42K +$1.26K +53 +3%
FMP
43
Financial Management Professionals
Texas
$40K – – –
CFA
44
Carroll Financial Associates
North Carolina
$30K +$12.5K +538 +72%
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18K +$18K +750 New
IIC
46
Integrated Investment Consultants
Michigan
$15K – – –
DAM
47
Delta Asset Management
Tennessee
$13K – – –
ASN
48
Advisory Services Network
Georgia
$12K – – –
First Manhattan
49
First Manhattan
New York
$9K – – –
BC
50
Barnett & Company
Tennessee
$8K -$7K – –
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