NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

43 hedge funds and large institutions have $48.8M invested in Virtus Convertible & Income Fund II in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-4
Holders Change %
-8.51%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
17
Reduced
10
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$5.23M
2
UBS Group
UBS Group
Switzerland
+$1.33M
3
Cohen & Steers
Cohen & Steers
New York
+$688K
4
Bank of America
Bank of America
North Carolina
+$272K
5
DA
Doliver Advisors
Texas
+$253K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$738K
2
Invesco
Invesco
Georgia
-$348K
3
OA
Oxbow Advisors
Texas
-$318K
4
RJA
Raymond James & Associates
Florida
-$259K
5
FAAS
First Allied Advisory Services
California
-$239K
Name Holding Trade Value Shares
Change 		Shares
Change %
NFG
26
Next Financial Group
Texas
$43K +$18.7K +633 +77%
Deutsche Bank
27
Deutsche Bank
Germany
$30K -$54K -1,811 -64%
BCM
28
Brookstone Capital Management
Illinois
$24K +$24K +790 New
MWP
29
MYCIO Wealth Partners
Pennsylvania
$23K +$695 +23 +3%
TRCT
30
Tower Research Capital (TRC)
New York
$23K +$23K +761 New
CFA
31
Carroll Financial Associates
North Carolina
$22K – – –
GWM
32
Gupta Wealth Management
California
$22K – – –
RIA
33
Regal Investment Advisors
Michigan
$17K – – –
DAM
34
Delta Asset Management
Tennessee
$16K +$16K +548 New
PSI
35
Pinnacle Summer Investments
Virginia
$15K – – –
ASN
36
Advisory Services Network
Georgia
$15K – – –
FMP
37
Financial Management Professionals
Texas
$14K – – –
Citigroup
38
Citigroup
New York
$13K -$3.74K -125 -22%
First Manhattan
39
First Manhattan
New York
$11K – – –
SCA
40
Strategic Capital Alternatives
United States
$11K +$11K +360 New
BRWM
41
B. Riley Wealth Management
Tennessee
$10K -$4.93K -165 -33%
FWM
42
Focused Wealth Management
New York
$7K +$31 +1 +0.4%
SSB
43
Sandy Spring Bank
Maryland
$2K – – –
Invesco
44
Invesco
Georgia
– -$348K -10,350 Closed
OA
45
Oxbow Advisors
Texas
– -$318K -9,449 Closed
FAAS
46
First Allied Advisory Services
California
– -$239K -7,108 Closed
VKH
47
Virtu KCG Holdings
New York
– -$158K -4,682 Closed
NPC
48
National Planning Corporation
California
– -$116K -3,464 Closed
HighTower Advisors
49
HighTower Advisors
Illinois
– -$109K -3,235 Closed
WS
50
Wedbush Securities
California
– -$97K -2,898 Closed
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