NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

47 hedge funds and large institutions have $51M invested in Virtus Convertible & Income Fund II in 2015 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
20
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$1.93M
2
LPL Financial
LPL Financial
California
+$397K
3
ICAS
Investors Capital Advisory Services
Massachusetts
+$284K
4
MFS
MSI Financial Services
Massachusetts
+$123K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$87.1K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.15M
2
NPC
National Planning Corporation
California
-$701K
3
GC
Guggenheim Capital
Illinois
-$536K
4
Invesco
Invesco
Georgia
-$536K
5
Goldman Sachs
Goldman Sachs
New York
-$290K
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
26
Wedbush Securities
California
$97K -$15.9K -475 -14%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$97K -$9.19K -273 -9%
SPC
28
Sigma Planning Corp
Michigan
$97K -$843 -25 -0.9%
Deutsche Bank
29
Deutsche Bank
Germany
$94K -$25.3K -757 -21%
CAN
30
Cetera Advisor Networks
California
$88K +$2.44K +73 +3%
IH
31
IFC Holdings
Florida
$86K -$4.97K -150 -5%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$84K +$84K +2,500 New
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$78K +$3.93K +116 +5%
NFG
34
Next Financial Group
Texas
$27K +$9.69K +294 +56%
CFA
35
Carroll Financial Associates
North Carolina
$25K – – –
MWP
36
MYCIO Wealth Partners
Pennsylvania
$25K +$745 +22 +3%
GWM
37
Gupta Wealth Management
California
$25K +$25K +731 New
RIA
38
Regal Investment Advisors
Michigan
$20K +$2.64K +78 +15%
Citigroup
39
Citigroup
New York
$19K +$510 +15 +3%
PSI
40
Pinnacle Summer Investments
Virginia
$17K – – –
FMP
41
Financial Management Professionals
Texas
$17K – – –
ASN
42
Advisory Services Network
Georgia
$17K +$17K +500 New
BRWM
43
B. Riley Wealth Management
Tennessee
$16K – – –
First Manhattan
44
First Manhattan
New York
$13K – – –
FWM
45
Focused Wealth Management
New York
$7K +$5.49K +175 +365%
SEI Investments
46
SEI Investments
Pennsylvania
$6K +$6K +190 New
SSB
47
Sandy Spring Bank
Maryland
$2K – – –
Goldman Sachs
48
Goldman Sachs
New York
– -$290K -8,145 Closed
WA
49
WFG Advisors
Texas
– -$149K -4,188 Closed
FIM
50
Freedom Investment Management
Connecticut
– -$94K -2,639 Closed
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