NCZ

Virtus Convertible & Income Fund II
NCZ

Overview Fund Activity

50 hedge funds and large institutions have $56.3M invested in Virtus Convertible & Income Fund II in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+5
Holders Change %
+11.11%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
16
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.36M
2
Morgan Stanley
Morgan Stanley
New York
+$1.21M
3
LPL Financial
LPL Financial
California
+$745K
4
CIA
Capital Investment Advisors
Georgia
+$743K
5
Cohen & Steers
Cohen & Steers
New York
+$359K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$723K
2
Invesco
Invesco
Georgia
-$465K
3
NFG
Next Financial Group
Texas
-$304K
4
DA
Doliver Advisors
Texas
-$261K
5
GC
Guggenheim Capital
Illinois
-$133K
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$127K -$16.9K -477 -12%
WS
27
Wedbush Securities
California
$120K -$7.08K -199 -6%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$112K +$8.13K +229 +8%
HighTower Advisors
29
HighTower Advisors
Illinois
$107K – – –
SPC
30
Sigma Planning Corp
Michigan
$103K +$103K +2,901 New
FIM
31
Freedom Investment Management
Connecticut
$94K +$94K +2,639 New
IH
32
IFC Holdings
Florida
$91K -$7.76K -234 -8%
CAN
33
Cetera Advisor Networks
California
$91K +$91K +2,557 New
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$78K – – –
ECM
35
Estabrook Capital Management
New York
$33.4K +$891 +25 +3%
MWP
36
MYCIO Wealth Partners
Pennsylvania
$26K +$726 +20 +3%
CFA
37
Carroll Financial Associates
North Carolina
$26K +$26K +750 New
NFG
38
Next Financial Group
Texas
$19K -$304K -8,409 -94%
Citigroup
39
Citigroup
New York
$19K -$908 -26 -5%
CCS
40
Crosspoint Capital Strategies
California
$19K – – –
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$18K – – –
FMP
42
Financial Management Professionals
Texas
$18K +$18K +500 New
RIA
43
Regal Investment Advisors
Michigan
$18K +$18K +513 New
PSI
44
Pinnacle Summer Investments
Virginia
$17K – – –
BRWM
45
B. Riley Wealth Management
Tennessee
$17K – – –
First Manhattan
46
First Manhattan
New York
$13K – – –
Fifth Third Bancorp
47
Fifth Third Bancorp
Ohio
$9K +$9K +250 New
BRWA
48
B. Riley Wealth Advisors
Florida
$4.92K -$41 -97 -0.8%
SSB
49
Sandy Spring Bank
Maryland
$3K – – –
FWM
50
Focused Wealth Management
New York
$2K – – –
1
2
3