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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

222 hedge funds and large institutions have $1.89B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

26% more funds holding in top 10

Funds holding in top 10: 1924 (+5)

17% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 30

1% more funds holding

Funds holding: 220222 (+2)

7% less capital invested

Capital invested by funds: $2.04B → $1.89B (-$153M)

7.91% less ownership

Funds ownership: 52.16%44.25% (-7.9%)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
222
Holders Change
+2
Holders Change %
+0.91%
% of All Funds
5.92%
Holding in Top 10
24
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+26.32%
% of All Funds
0.64%
New
35
Increased
60
Reduced
85
Closed
30
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFS
201
Commonwealth Financial Services
West Virginia
$30K
EWM
202
Evercore Wealth Management
New York
$29K -$101K -1,000 -78%
WAS
203
Winch Advisory Services
Wisconsin
$19K +$101 +1 +0.5%
HI
204
Hudock Inc
Pennsylvania
$16K -$53.1K -528 -76%
FM
205
Forward Management
California
$15K
IWMPD
206
Integrated Wealth Management (Palm Desert)
California
$14K
SF
207
Synovus Financial
Georgia
$13K
Carson Wealth (CWM LLC)
208
Carson Wealth (CWM LLC)
Nebraska
$11K
Fifth Third Bancorp
209
Fifth Third Bancorp
Ohio
$11K
ADL
210
Asset Dedication LLC
California
$10K -$6.64K -66 -39%
AC
211
Alexandria Capital
Virginia
$9K +$9.16K +91 New
DADC
212
D.A. Davidson & Co
Montana
$8K -$124K -1,231 -93%
LNB
213
Ledyard National Bank
$8K
LIA
214
LS Investment Advisors
Michigan
$7K
First Manhattan
215
First Manhattan
New York
$5K
MA
216
MUFG Americas
New York
$5K
NR
217
Newfound Research
Massachusetts
$5K
WA
218
WFG Advisors
Texas
$5K +$4.63K +46 New
APSP
219
Asset Planning Services (Pennsylvania)
Pennsylvania
$4K
AssetMark Inc
220
AssetMark Inc
California
$2K -$121K -1,207 -99%
GI
221
Gradient Investments
Minnesota
$1K +$1.11K +11 New
RIG
222
RiverFront Investment Group
Virginia
-$220M -2,184,410 Closed
CC
223
Curian Capital
Colorado
-$57.9M -575,313 Closed
WI
224
WBI Investments
New Jersey
-$11.1M -110,137 Closed
HW
225
Hancock Whitney
Mississippi
-$1.97M -19,530 Closed

MINT Hedge Fund Activity: Q1 2016 in Review

222 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q1 2016, worth a combined $1.89B — down 7.5% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new MINT positions and 30 closed out — a net gain of 5 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was Fidelity Investments, opening a new position worth an estimated $125M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $220M sold.

  • 222 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q1 2016, up from 220 in Q4 2015.
  • Funds reported $1.89B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 35 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q1 2016 and 30 closed out, a net change of +5 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q1 2016 was Fidelity Investments, an estimated $125M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q1 2016 was RiverFront Investment Group, an estimated $220M sold.

Based on aggregated 13F filings for Q1 2016.