Forward Management’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Forward Management’s Portfolio MINT Stock Details MINT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-305	Closed	-$31K	–	97
2018 Q3	$31K	Hold	305	–	–	0.01%	132
2018 Q2	$31K	Sell	305 -84,105	-100%	-$8.54M	0.01%	153
2018 Q1	$8.57M	Buy	84,410 +82,916	+5,550%	+$8.42M	1.25%	19
2017 Q4	$152K	Buy	1,494 +144	+11%	+$14.6K	0.02%	184
2017 Q3	$137K	Buy	1,350 +1,045	+343%	+$106K	0.02%	178
2017 Q2	$31K	Hold	305	–	–	﹤0.01%	196
2017 Q1	$31K	Buy	305 +125	+69%	+$12.7K	﹤0.01%	177
2016 Q4	$18K	Hold	180	–	–	﹤0.01%	217
2016 Q3	$18K	Hold	180	–	–	﹤0.01%	195
2016 Q2	$18K	Buy	180 +30	+20%	+$3.03K	﹤0.01%	199
2016 Q1	$15K	Hold	150	–	–	﹤0.01%	230
2015 Q4	$15K	Hold	150	–	–	﹤0.01%	247
2015 Q3	$15K	Hold	150	–	–	﹤0.01%	253
2015 Q2	$15K	Buy	+150	New	+$15.2K	﹤0.01%	305

Other funds holding MINT

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Homrich & Berg Atlanta, Georgia $4.47B AUM 22.61% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TTSTC

Texas Treasury Safekeeping Trust Company Austin, Texas $620M AUM 16.24% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $994M AUM 15.96% 1-Year Est. Return

Forward Management's MINT Position: Q4 2018 in Review

Forward Management sold out of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) in Q4 2018, closing a stake of 305 shares — an estimated $31K sold.

Forward Management first reported a position in MINT in Q2 2015 and held it in 14 quarters. The position peaked at $8.57M in Q1 2018. 471 funds tracked by Wall St. Rank hold MINT as of Q4 2018.

Forward Management reported no remaining PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position as of Q4 2018 after selling out during the quarter.
Forward Management sold 305 PIMCO Enhanced Short Maturity Active Exchange-Traded Fund shares in Q4 2018, an estimated $31K.
Forward Management first reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2015 and held it in 14 quarters.
Forward Management's PIMCO Enhanced Short Maturity Active Exchange-Traded Fund position peaked at $8.57M in Q1 2018.
471 funds tracked by Wall St. Rank held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund as of Q4 2018.

Based on Forward Management's 13F filing for Q4 2018, filed 1 Feb 2019.