Newfound Research’s PIMCO Enhanced Short Maturity Active Exchange-Traded Fund MINT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-6	Closed	-$1K	–	158
2019 Q4	$1K	Buy	+6	New	+$610	﹤0.01%	118
2019 Q1	–	Hold	0	–	–	–	192
2018 Q4	–	Hold	0	–	–	–	181
2018 Q3	–	Hold	0	–	–	–	208
2018 Q2	–	Hold	0	–	–	–	197
2018 Q1	–	Sell	-19	Closed	-$1.93K	–	227
2017 Q4	$2K	Buy	19 +1	+6%	+$102	﹤0.01%	114
2017 Q3	$2K	Sell	18 -26	-59%	-$2.65K	﹤0.01%	107
2017 Q2	$5K	Sell	44 -35	-44%	-$3.56K	﹤0.01%	71
2017 Q1	$8K	Sell	79 -7	-8%	-$710	0.01%	68
2016 Q4	$9K	Buy	86 +15	+21%	+$1.52K	0.01%	61
2016 Q3	$7K	Buy	71 +22	+45%	+$2.23K	0.01%	68
2016 Q2	$5K	Hold	49	–	–	0.01%	67
2016 Q1	$5K	Hold	49	–	–	0.01%	55
2015 Q4	$5K	Buy	+49	New	+$4.94K	0.01%	66