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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT

220 hedge funds and large institutions have $2.04B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 60 increasing their positions, 85 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 31

3.44% more ownership

Funds ownership: 48.72% → 52.16% (+3.4%)

2% more funds holding

Funds holding: 215 → 220 (+5)

3% less capital invested

Capital invested by funds: $2.1B → $2.04B (-$57.9M)

5% less funds holding in top 10

Funds holding in top 10: 20 → 19 (-1)

29% less repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 85

Holders
220
Holders Change
+5
Holders Change %
+2.33%
% of All Funds
5.77%
Holding in Top 10
19
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5%
% of All Funds
0.5%
New
38
Increased
60
Reduced
85
Closed
31
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
RiverFront Investment Group
Virginia
+$143M
2
UBS Group
UBS Group
Switzerland
+$57M
3
RJA
Raymond James & Associates
Florida
+$47.9M
4
LPL Financial
LPL Financial
California
+$31.3M
5
BTS
BB&T Securities
Virginia
+$9.94M

Top Sellers

1
CC
Curian Capital
Colorado
-$133M
2
VKH
Virtu KCG Holdings
New York
-$44.9M
3
GC
Grimes & Company
Massachusetts
-$44.1M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$23.1M
5
TCM
Tuttle Capital Management
Connecticut
-$21.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
GBT
201
Grove Bank & Trust
Florida
$25K +$25.2K +250 New
AA
202
AlphaMark Advisors
Kentucky
$20K – – –
WAS
203
Winch Advisory Services
Wisconsin
$19K +$19.1K +189 New
ADL
204
Asset Dedication LLC
California
$17K +$16.9K +168 New
FM
205
Forward Management
California
$15K – – –
IWMPD
206
Integrated Wealth Management (Palm Desert)
California
$14K – – –
SF
207
Synovus Financial
Georgia
$13K -$3.02K -30 -20%
Fifth Third Bancorp
208
Fifth Third Bancorp
Ohio
$11K +$10.6K +105 New
Carson Wealth (CWM LLC)
209
Carson Wealth (CWM LLC)
Nebraska
$11K +$10.8K +107 New
LNB
210
Ledyard National Bank
$8K +$8.37K +83 New
LIA
211
LS Investment Advisors
Michigan
$7K – – –
First Manhattan
212
First Manhattan
New York
$5K – – –
NR
213
Newfound Research
Massachusetts
$5K +$4.94K +49 New
MA
214
MUFG Americas
New York
$5K +$5.24K +52 New
BCMIO
215
Beacon Capital Management Inc (Ohio)
Ohio
$4K -$504 -5 -11%
APSP
216
Asset Planning Services (Pennsylvania)
Pennsylvania
$4K – – –
AF
217
Allworth Financial
California
$1K +$605 +6 New
VIA
218
Vantage Investment Advisors
Pennsylvania
$1K +$1.11K +11 New
WP
219
WealthPLAN Partners
Nebraska
$48 +$48.8K +484 New
GC
220
Grimes & Company
Massachusetts
– -$44.1M -437,606 Closed
TCM
221
Tuttle Capital Management
Connecticut
– -$21.4M -212,224 Closed
PFG
222
Piershale Financial Group
Illinois
– -$18.7M -185,334 Closed
VFA
223
Voya Financial Advisors
Connecticut
– -$1.61M -16,002 Closed
CC
224
Callan Capital
California
– -$1.3M -12,950 Closed
DWM
225
Destination Wealth Management
California
– -$1.08M -10,752 Closed
6 7 8
9
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MINT Hedge Fund Activity: Q4 2015 in Review

220 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q4 2015, worth a combined $2.04B — down 2.8% from $2.1B a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new MINT positions and 31 closed out — a net gain of 7 holders — while 60 added to existing stakes and 85 trimmed.

The largest buyer was RiverFront Investment Group, adding an estimated $143M. The largest seller was Curian Capital, cutting an estimated $133M.

  • 220 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q4 2015, up from 215 in Q3 2015.
  • Funds reported $2.04B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q4 2015, down 2.8% quarter-over-quarter.
  • 38 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q4 2015 and 31 closed out, a net change of +7 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q4 2015 was RiverFront Investment Group, an estimated $143M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q4 2015 was Curian Capital, an estimated $133M sold.

Based on aggregated 13F filings for Q4 2015.