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PIMCO Enhanced Short Maturity Active Exchange-Traded Fund

159 hedge funds and large institutions have $2.16B invested in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 73 increasing their positions, 46 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

136% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 11

59% more repeat investments, than reductions

Existing positions increased: 73 | Existing positions reduced: 46

10% more funds holding

Funds holding: 145159 (+14)

6% more capital invested

Capital invested by funds: $2.04B → $2.16B (+$122M)

2.71% less ownership

Funds ownership: 57.17%54.47% (-2.7%)

5% less funds holding in top 10

Funds holding in top 10: 1918 (-1)

Holders
159
Holders Change
+14
Holders Change %
+9.66%
% of All Funds
5.16%
Holding in Top 10
18
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.26%
% of All Funds
0.58%
New
26
Increased
73
Reduced
46
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
151
US Bancorp
Minnesota
$89K
FANJ
152
Financial Architects (New Jersey)
New Jersey
$66K
Nomura Holdings
153
Nomura Holdings
Japan
$41K +$40.5K +400 New
FNBT
154
FineMark National Bank & Trust
Florida
$30K +$20.3K +200 +200%
CAPTRUST Financial Advisors
155
CAPTRUST Financial Advisors
North Carolina
$21K +$101 +1 +0.5%
S
156
SignatureFD
Georgia
$15K -$54.9K -542 -79%
GI
157
Gradient Investments
Minnesota
$14K +$14.5K +143 New
BFEC
158
Benjamin F. Edwards & Company
Missouri
$11K
ECM
159
ETrade Capital Management
Virginia
$8K +$7.91K +78 New
MA
160
MCF Advisors
Kentucky
$3K +$2.53K +25 New
RIA
161
Regal Investment Advisors
Michigan
$2K +$1.62K +16 New
GC
162
Guggenheim Capital
Illinois
-$60.8M -600,000 Closed
WS
163
Wedbush Securities
California
-$1.71M -16,913 Closed
SMM
164
Stadion Money Management
Georgia
-$1.01M -10,000 Closed
BA
165
Bennicas & Associates
California
-$972K -9,600 Closed
BRWA
166
B. Riley Wealth Advisors
Florida
-$737K -7,275 Closed
HSA
167
HBK Sorce Advisory
Pennsylvania
-$552K -5,460 Closed
BB
168
Bell Bank
North Dakota
-$462K -4,560 Closed
DS
169
DRW Securities
Illinois
-$368K -3,636 Closed
MHIC
170
Marble Harbor Investment Counsel
Massachusetts
-$318K -3,140 Closed
FHC
171
First Heartland Consultants
Missouri
-$165K -1,632 Closed
TCOV
172
Trust Company of Vermont
Vermont
-$45K -448 Closed

MINT Hedge Fund Activity: Q3 2013 in Review

159 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) for Q3 2013, worth a combined $2.16B — up 6% from $2.04B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MINT positions and 11 closed out — a net gain of 15 holders — while 73 added to existing stakes and 46 trimmed.

The largest buyer was Jefferies Group, adding an estimated $96.2M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $60.8M sold.

  • 159 institutional investors held PIMCO Enhanced Short Maturity Active Exchange-Traded Fund (MINT) as of Q3 2013, up from 145 in Q2 2013.
  • Funds reported $2.16B of PIMCO Enhanced Short Maturity Active Exchange-Traded Fund stock for Q3 2013, up 6% quarter-over-quarter.
  • 26 funds opened new PIMCO Enhanced Short Maturity Active Exchange-Traded Fund positions in Q3 2013 and 11 closed out, a net change of +15 holders.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund buyer in Q3 2013 was Jefferies Group, an estimated $96.2M added.
  • The largest PIMCO Enhanced Short Maturity Active Exchange-Traded Fund seller in Q3 2013 was Guggenheim Capital, an estimated $60.8M sold.

Based on aggregated 13F filings for Q3 2013.