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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
201
Shell Asset Management
Netherlands
$1.57M +$9.74K +59 +0.6%
State of Wisconsin Investment Board
202
State of Wisconsin Investment Board
Wisconsin
$1.55M -$48.7K -295 -3%
Deutsche Bank
203
Deutsche Bank
Germany
$1.44M -$83.3M -504,512 -98%
X
204
Xponance
Pennsylvania
$1.43M +$7.1K +43 +0.5%
FZCM
205
Flynn Zito Capital Management
New York
$1.43M +$1.47M +8,912 New
JMPWA
206
JP Morgan Private Wealth Advisors
California
$1.42M +$281K +1,700 +24%
NW
207
NewEdge Wealth
Pennsylvania
$1.39M +$51.8K +314 +4%
PMAM
208
Picton Mahoney Asset Management
Ontario, Canada
$1.39M -$347K -2,100 -19%
Luther King Capital Management (LKCM)
209
Luther King Capital Management (LKCM)
Texas
$1.35M +$332K +2,010 +31%
CIBC Private Wealth Group
210
CIBC Private Wealth Group
Georgia
$1.34M -$33.5K -203 -2%
P
211
Pitcairn
Pennsylvania
$1.31M -$7.43K -45 -0.5%
SO
212
STRS Ohio
Ohio
$1.29M -$175K -1,058 -12%
SLI
213
Sumitomo Life Insurance
Japan
$1.29M +$297K +1,799 +29%
AAM
214
Advisors Asset Management
Colorado
$1.28M +$58.3K +353 +5%
FFA
215
Freedman Financial Associates
Massachusetts
$1.27M
AFA
216
Abacus FCF Advisors
Florida
$1.27M
Jane Street
217
Jane Street
New York
$1.18M -$530K -3,209 -30%
VLC
218
Van Leeuwen & Company
New Jersey
$1.17M +$532K +3,225 +79%
DZ Bank
219
DZ Bank
Germany
$1.15M +$257K +1,560 +28%
MS
220
Maven Securities
Jersey
$1.14M -$1.04M -6,295 -47%
PGCM
221
Prescott Group Capital Management
Oklahoma
$1.12M
CWM
222
Congress Wealth Management
Massachusetts
$1.12M +$1.15M +6,994 New
Neuberger Berman Group
223
Neuberger Berman Group
New York
$1.11M +$172K +1,040 +17%
ProShare Advisors
224
ProShare Advisors
Maryland
$1.1M -$4.62K -28 -0.4%
Prudential Financial
225
Prudential Financial
New Jersey
$1.09M +$33.5K +203 +3%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.