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LPL Financial
LPLA

Overview Fund Activity

223 hedge funds and large institutions have $4.26B invested in LPL Financial in 2017 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 90 increasing their positions, 58 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
223
Holders Change
+26
Holders Change %
+13.2%
% of All Funds
5.57%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.22%
New
54
Increased
90
Reduced
58
Closed
24
Calls
$9.38M
Puts
$15.3M
Net Calls
-$5.87M
Net Calls Change
+$8.33M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$66.3M
2
Goldman Sachs
Goldman Sachs
New York
$63.4M
3
JCM
Junto Capital Management
New York
$42.6M
4
SC
Samlyn Capital
New York
$114M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
$126M

Top Sellers

1
FP
FPR Partners
California
$0
2
Millennium Management
Millennium Management
New York
$16.8M
3
SA
SPO Advisory
California
$359M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
$23.5M
5
Principal Financial Group
Principal Financial Group
Iowa
$689K
Name Holding Trade Value Shares
Change 		Shares
Change %
Fuller & Thaler Asset Management
201
Fuller & Thaler Asset Management
California
$52K +$52K +1,000 New
LTFS
202
Ladenburg Thalmann Financial Services
Florida
$47K -$18.4K -355 -28%
WAM
203
Wealthspire Advisors (Maryland)
Maryland
$46K +$43.8K +841 +2,002%
ClearBridge Investments
204
ClearBridge Investments
New York
$39K +$1.34K +26 +4%
FMA
205
FNY Managed Accounts
New York
$34K +$34K +672 New
AG
206
Advisor Group
Arizona
$31K +$4.69K +92 +18%
PCM
207
Prelude Capital Management
New York
$31K +$31K +610 New
PNC Financial Services Group
208
PNC Financial Services Group
Pennsylvania
$25K +$298 +6 +1%
PCM
209
Penserra Capital Management
California
$14K +$14K +273 New
PHK
210
Point72 Hong Kong
Hong Kong
$13K +$13K +257 New
TRCT
211
Tower Research Capital (TRC)
New York
$12K +$12K +238 New
AIL
212
AGF Investments LLC
Ontario, Canada
$11K -$14K -270 -56%
Group One Trading
213
Group One Trading
Illinois
$10K -$50.3K -1,000 -83%
Envestnet Asset Management
214
Envestnet Asset Management
Illinois
$9K -$41.4K -815 -82%
QI
215
QS Investors
New York
$9K +$9K +167 New
IWM
216
IHT Wealth Management
Illinois
$5K – – –
JCM
217
Jacobi Capital Management
Pennsylvania
$5K +$5K +100 New
WA
218
WealthTrust-Arizona
Arizona
$4K – – –
EFSCE
219
Enterprise Financial Services Corp (EFSC)
Missouri
$2K – – –
PCP
220
Proficio Capital Partners
Massachusetts
$2K – – –
Northwestern Mutual Wealth Management
221
Northwestern Mutual Wealth Management
Wisconsin
$2K +$2K +32 New
GWM
222
Geneos Wealth Management
Colorado
$1K +$1K +21 New
FP
223
FPR Partners
California
– -$188M -4,428,829 Closed
PFMOSF
224
Philadelphia Financial Management of San Francisco
California
– -$12.4M -292,709 Closed
Skandinaviska Enskilda Banken (SEB)
225
Skandinaviska Enskilda Banken (SEB)
Sweden
– -$3.99M -94,000 Closed
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