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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
National Bank of Canada
176
National Bank of Canada
Quebec, Canada
$2.21M +$2.27M +13,779 New
LCM
177
Laurion Capital Management
New York
$2.18M +$2.24M +13,594 New
KM
178
Kalos Management
Georgia
$2.14M +$61.4K +372 +3%
Impax Asset Management Group
179
Impax Asset Management Group
United Kingdom
$2.13M -$60.1K -364 -3%
CAM
180
Congress Asset Management
Massachusetts
$2.09M +$43.1K +261 +2%
IMRF
181
Illinois Municipal Retirement Fund
Illinois
$2.05M +$446K +2,702 +27%
CIBC World Market
182
CIBC World Market
Ontario, Canada
$2.04M
TCM
183
Tributary Capital Management
Nebraska
$2.02M -$759K -4,600 -27%
Verition Fund Management
184
Verition Fund Management
Connecticut
$2.02M +$665K +4,027 +47%
GC
185
Gillson Capital
Illinois
$2.01M -$8.01M -48,540 -79%
AG
186
Algert Global
California
$1.88M +$13.9K +84 +0.7%
Public Employees Retirement Association of Colorado
187
Public Employees Retirement Association of Colorado
Colorado
$1.87M -$12.4K -75 -0.6%
FB
188
Fulton Bank
Pennsylvania
$1.82M -$146K -886 -7%
DF
189
Donoghue Forlines
Massachusetts
$1.82M +$1.87M +11,349 New
FIM
190
Freedom Investment Management
Connecticut
$1.8M -$188K -1,142 -9%
FA
191
FDx Advisors
Illinois
$1.74M +$132K +800 +8%
Zurich Cantonal Bank
192
Zurich Cantonal Bank
Switzerland
$1.74M +$516K +3,124 +41%
CT
193
Caldwell Trust
Florida
$1.72M -$8.75K -53 -0.5%
AI
194
Atria Investments
North Carolina
$1.7M +$154K +936 +10%
SBIA
195
Sheaff Brock Investment Advisors
Indiana
$1.69M +$74.3K +450 +4%
DTL
196
Dynamic Technology Lab
Singapore
$1.68M +$1.73M +10,510 New
BAMCO Inc
197
BAMCO Inc
New York
$1.68M +$1.73M +10,500 New
BF
198
BOK Financial
Oklahoma
$1.65M -$1.5M -9,079 -47%
RCS
199
Retirement Capital Strategies
California
$1.61M
AIMCA
200
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.6M +$1.65M +10,000 New

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.