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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC World Market
176
CIBC World Market
Ontario, Canada
$1.33M +$11.7K +130 +1%
Commonwealth Equity Services
177
Commonwealth Equity Services
Massachusetts
$1.32M +$9.62K +107 +0.9%
CG
178
Castellan Group
Kentucky
$1.29M +$1.12M +12,420 New
CT
179
Caldwell Trust
Florida
$1.26M -$44.1K -491 -4%
HBCM
180
Heron Bay Capital Management
Michigan
$1.25M +$1.08M +11,974 New
FB
181
Fulton Bank
Pennsylvania
$1.24M +$10.3K +115 +1%
Public Employees Retirement Association of Colorado
182
Public Employees Retirement Association of Colorado
Colorado
$1.23M -$23.5K -261 -2%
PI
183
PFS Investments
Georgia
$1.19M +$220K +2,449 +32%
IIC
184
Ironwood Investment Counsel
Arizona
$1.19M -$13.5K -150 -1%
Two Sigma Investments
185
Two Sigma Investments
New York
$1.18M -$882K -9,811 -46%
OSAM
186
O'Shaughnessy Asset Management
Connecticut
$1.13M -$37.6K -418 -4%
SBIA
187
Sheaff Brock Investment Advisors
Indiana
$1.11M +$3.5K +39 +0.4%
P
188
Pitcairn
Pennsylvania
$1.08M -$7.64K -85 -0.8%
AB
189
Amalgamated Bank
New York
$1.07M -$1.8K -20 -0.2%
State of Wisconsin Investment Board
190
State of Wisconsin Investment Board
Wisconsin
$1.05M -$36.8K -410 -4%
IMRF
191
Illinois Municipal Retirement Fund
Illinois
$1.05M +$437K +4,859 +93%
RCS
192
Retirement Capital Strategies
California
$1.05M
CSS
193
Cubist Systematic Strategies
Connecticut
$1.04M -$772K -8,586 -46%
Zurich Cantonal Bank
194
Zurich Cantonal Bank
Switzerland
$1.03M +$76.8K +855 +9%
VRS
195
Virginia Retirement Systems
Virginia
$1.02M -$782K -8,700 -47%
SAM
196
Shell Asset Management
Netherlands
$1.01M +$154K +1,714 +22%
BAMF
197
BI Asset Management Fondsmaeglerselskab
Denmark
$992K -$458K -5,095 -35%
PAM
198
Premier Asset Management
Illinois
$991K +$295K +3,281 +53%
FIM
199
Freedom Investment Management
Connecticut
$984K +$221K +2,459 +35%
RIM
200
Redwood Investment Management
Arizona
$979K -$7.01K -78 -0.8%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.