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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
IWM
176
IHT Wealth Management
Illinois
$558K -$5.97K -98 -1%
CWM
177
Cornerstone Wealth Management
Missouri
$548K -$26.9M -441,074 -98%
GH
178
GAM Holding
Switzerland
$548K -$6.89K -113 -1%
HI
179
HBK Investments
Texas
$546K -$445K -7,301 -45%
TCM
180
Teza Capital Management
Illinois
$546K +$318K +5,222 +140%
NAM
181
NorthCoast Asset Management
Connecticut
$545K
EMG
182
Ellington Management Group
Connecticut
$538K +$128K +2,100 +31%
QC
183
Quadrature Capital
United Kingdom
$486K +$485K +7,958 New
IIC
184
Ironwood Investment Counsel
Arizona
$482K
RJT
185
Raymond James Trust
Florida
$482K +$4.39K +72 +0.9%
New York State Teachers Retirement System (NYSTRS)
186
New York State Teachers Retirement System (NYSTRS)
New York
$476K +$475K +7,800 New
WCA
187
Waratah Capital Advisors
Ontario, Canada
$470K -$591K -9,696 -56%
Verition Fund Management
188
Verition Fund Management
Connecticut
$470K -$70.1K -1,150 -13%
CBOA
189
Commonwealth Bank of Australia
Australia
$470K
HFS
190
HL Financial Services
Kentucky
$462K
QCM
191
Quantinno Capital Management
New York
$448K +$448K +7,342 New
HIM
192
Hillsdale Investment Management
Ontario, Canada
$441K +$440K +7,210 New
NA
193
Navellier & Associates
Nevada
$428K -$16K -262 -4%
SRAM
194
Stone Ridge Asset Management
New York
$421K +$420K +6,890 New
Marshall Wace
195
Marshall Wace
United Kingdom
$420K -$15.4M -252,660 -97%
BPM
196
Bowling Portfolio Management
Ohio
$405K -$2.38K -39 -0.6%
MLICM
197
Metropolitan Life Insurance Company (MetLife)
New York
$404K -$7.8K -128 -2%
Calamos Advisors
198
Calamos Advisors
Illinois
$399K -$54.9K -900 -12%
AAM
199
Advisors Asset Management
Colorado
$397K +$185K +3,037 +88%
PNC Financial Services Group
200
PNC Financial Services Group
Pennsylvania
$388K -$354K -5,804 -48%

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.