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LPL Financial
LPLA

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

1% more capital invested

Capital invested by funds: $4.3B → $4.35B (+$50.5M)

0% more funds holding in top 10

Funds holding in top 10: 13 → 13 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 168 → 166 (-2)

32% less call options, than puts

Call options by funds: $7.46M | Put options by funds: $10.9M

Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.35%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
Marcato Capital Management
California
+$234M
2
FP
FPR Partners
California
+$56.9M
3
CCP
Clarkston Capital Partners
Michigan
+$19.8M
4
BBHC
Brown Brothers Harriman & Co
New York
+$13.2M
5
SCM
Stonerise Capital Management
California
+$9.29M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$184M
2
Morgan Stanley
Morgan Stanley
New York
-$139M
3
Citigroup
Citigroup
New York
-$76.3M
4
Invesco
Invesco
Georgia
-$45.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$36.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
176
Concourse Capital Management
Georgia
– -$2.48M -62,435 Closed
QOP
177
Quinn Opportunity Partners
Virginia
– -$504K -53,000 Closed
SCP
178
Scoria Capital Partners
Connecticut
– -$1.28M -32,300 Closed
GLA
179
Great Lakes Advisors
Illinois
– -$1.23M -30,945 Closed
CWM
180
Concert Wealth Management
California
– -$282K -28,553 Closed
HighTower Advisors
181
HighTower Advisors
Illinois
– -$966K -24,445 Closed
OAC
182
OMERS Administration Corp
Ontario, Canada
– -$716K -18,000 Closed
MC
183
Menta Capital
California
– -$533K -13,400 Closed
TM
184
Tikvah Management
North Carolina
– -$350K -8,791 Closed
VKH
185
Virtu KCG Holdings
New York
– -$330K -8,293 Closed
BOS
186
Bingham Osborn & Scarborough
California
– -$235K -5,915 Closed
PCM
187
Prelude Capital Management
New York
– -$209K -5,255 Closed
Commonwealth Equity Services
188
Commonwealth Equity Services
Massachusetts
– -$204K -5,120 Closed
Nordea Investment Management
189
Nordea Investment Management
Sweden
– -$138K -3,480 Closed
WA
190
WealthTrust-Arizona
Arizona
– -$10K -252 Closed
RIA
191
Regal Investment Advisors
Michigan
– -$5K -150 Closed
KCM
192
Karp Capital Management
California
– -$3K -68 Closed
BCM
193
Brookstone Capital Management
Illinois
– -$2K -45 Closed
FPFS
194
First Personal Financial Services
North Carolina
– -$1K -22 Closed
S
195
SignatureFD
Georgia
– -$1K -18 Closed
CCS
196
Crosspoint Capital Strategies
California
– -$1K -13 Closed
SEC
197
Seven Eight Capital
New York
– +$85 +2 New
4 5 6 7
8

LPLA Hedge Fund Activity: Q4 2015 in Review

166 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2015, worth a combined $4.35B — up 1.2% from $4.3B a quarter earlier.

Fund positioning in LPLA was balanced in Q4 2015: 30 funds opened new positions, 30 closed out, 65 added to existing stakes and 54 trimmed.

The largest buyer was Marcato Capital Management, adding an estimated $234M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $184M.

  • 166 institutional investors held LPL Financial (LPLA) as of Q4 2015, down from 168 in Q3 2015.
  • Funds reported $4.35B of LPL Financial stock for Q4 2015, up 1.2% quarter-over-quarter.
  • 30 funds opened new LPL Financial positions in Q4 2015 and 30 closed out, a net change of 0 holders.
  • The largest LPL Financial buyer in Q4 2015 was Marcato Capital Management, an estimated $234M added.
  • The largest LPL Financial seller in Q4 2015 was TPG Group Holdings (SBS) Advisors, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2015.