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LPL Financial
LPLA

Overview Fund Activity

175 hedge funds and large institutions have $4.18B invested in LPL Financial in 2014 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 26 closing their positions.

Holders
175
Holders Change
-5
Holders Change %
-2.78%
% of All Funds
5.08%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.17%
New
23
Increased
65
Reduced
67
Closed
26
Calls
$695K
Puts
$668K
Net Calls
+$27K
Net Calls Change
-$51K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$29.9M
2
American Century Companies
2
American Century Companies
Missouri
$86.5M
3
FCIM
3
Fairview Capital Investment Management
California
$141M
4
Millennium Management
4
Millennium Management
New York
$14.8M
5
TAM
5
Toscafund Asset Management
United Kingdom
$12M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$58.5M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$320K
3
Norges Bank
3
Norges Bank
Norway
$24.5M
4
Artisan Partners
4
Artisan Partners
Wisconsin
$113M
5
SP
5
Stockbridge Partners
Massachusetts
$124M
Name Market Value Shares Shares
Change 		Shares
Change %
RIM
176
RS Investment Management
California
– – -395,442 Closed
RIM
177
Rainier Investment Management
Washington
– – -168,330 Closed
WLC
178
Wing Lake Capital
New York
– – -129,749 Closed
BA
179
Boston Advisors
Massachusetts
– – -102,974 Closed
IG
180
ING Group
Netherlands
– – -100,000 Closed
Two Sigma Investments
181
Two Sigma Investments
New York
– – -86,261 Closed
AP
182
AlpInvest Partners
Netherlands
– – -80,004 Closed
GC
183
Globeflex Capital
California
– – -63,880 Closed
Marshall Wace
184
Marshall Wace
United Kingdom
– – -60,864 Closed
HLA
185
Hamilton Lane Advisors
Pennsylvania
– – -42,873 Closed
TI
186
Turner Investments
Pennsylvania
– – -38,420 Closed
Robeco Institutional Asset Management
187
Robeco Institutional Asset Management
Netherlands
– – -28,500 Closed
Jane Street
188
Jane Street
New York
– – -20,816 Closed
T
189
TradeWorx
New Jersey
– – -4,647 Closed
AIC
190
Aurora Investment Counsel
Georgia
– – -4,587 Closed
EMFAT
191
Emerald Mutual Fund Advisers Trust
Pennsylvania
– – -4,550 Closed
Tudor Investment Corp
192
Tudor Investment Corp
Connecticut
– – -4,289 Closed
Rafferty Asset Management
193
Rafferty Asset Management
New York
– – -4,150 Closed
PG
194
PEAK6 Group
Illinois
– – -3,879 Closed
Fuller & Thaler Asset Management
195
Fuller & Thaler Asset Management
California
– – -3,600 Closed
SEC
196
Seven Eight Capital
New York
– – -2,900 Closed
HIM
197
Hillsdale Investment Management
Ontario, Canada
– – -100 Closed
EFSCE
198
Enterprise Financial Services Corp (EFSC)
Missouri
– – -85 Closed
PTC
199
Private Trust Company
Ohio
– – -43 Closed
RFS
200
Rockefeller Financial Services
New York
– – -28 Closed
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