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Rockefeller Financial Services’s LPL Financial LPLA Stock Holding History

Rockefeller Financial Services’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-28
Closed -$1K – 544
2014
Q2 		$1K Buy
+28
New +$1.36K ﹤0.01% 583

Other funds holding LPLA

TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
LPC
Lone Pine Capital Greenwich, Connecticut $12.5B AUM 54.4% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
FP
FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
FCIM
Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Rockefeller Financial Services's LPLA Position: Q3 2014 in Review

Rockefeller Financial Services sold out of LPL Financial (LPLA) in Q3 2014, closing a stake of 28 shares — an estimated $1K sold.

Rockefeller Financial Services first reported a position in LPLA in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 175 funds tracked by Wall St. Rank hold LPLA as of Q3 2014.

  • Rockefeller Financial Services reported no remaining LPL Financial position as of Q3 2014 after selling out during the quarter.
  • Rockefeller Financial Services sold 28 LPL Financial shares in Q3 2014, an estimated $1K.
  • Rockefeller Financial Services first reported a position in LPL Financial in Q2 2014 and held it in 1 quarter.
  • Rockefeller Financial Services's LPL Financial position peaked at $1K in Q2 2014.
  • 175 funds tracked by Wall St. Rank held LPL Financial as of Q3 2014.

Based on Rockefeller Financial Services's 13F filing for Q3 2014, filed 5 Nov 2014.