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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
151
Commonwealth Equity Services
Massachusetts
$3.38M +$5.28K +32 +0.2%
BPM
152
Bowling Portfolio Management
Ohio
$3.34M -$37.5K -227 -1%
PAG
153
Private Advisor Group
New Jersey
$3.32M -$14.5K -88 -0.4%
Principal Financial Group
154
Principal Financial Group
Iowa
$3.09M -$1.18M -7,170 -27%
AAMU
155
AEGON Asset Management (UK)
United Kingdom
$2.91M +$66.3K +402 +2%
YMRC
156
Yorktown Management & Research Company
Virginia
$2.83M +$330K +2,000 +13%
Daiwa Securities Group
157
Daiwa Securities Group
Japan
$2.78M -$376K -2,281 -12%
Ensign Peak Advisors
158
Ensign Peak Advisors
Utah
$2.75M +$2.84M +17,190 New
AB
159
Amalgamated Bank
New York
$2.72M -$535K -3,242 -16%
CWM
160
Cornerstone Wealth Management
Missouri
$2.64M +$21.8K +132 +0.8%
TPCW
161
TD Private Client Wealth
New York
$2.62M -$88.6K -537 -3%
ACM
162
AlphaCrest Capital Management
New York
$2.56M +$1.19M +7,226 +82%
AIM
163
Aquila Investment Management
New York
$2.56M +$2.64M +16,000 New
OLA
164
Oliver Luxxe Assets
New Jersey
$2.52M -$16K -97 -0.6%
Teacher Retirement System of Texas
165
Teacher Retirement System of Texas
Texas
$2.49M +$463K +2,808 +22%
HSBC Holdings
166
HSBC Holdings
United Kingdom
$2.48M +$1.04M +6,307 +69%
DIA
167
Dana Investment Advisors
Wisconsin
$2.47M -$43.1K -261 -2%
PI
168
PEAK6 Investments
Illinois
$2.45M +$493K +2,988 +24%
BA
169
Bridgewater Associates
Connecticut
$2.45M -$2.86M -17,303 -53%
TAM
170
Tocqueville Asset Management
New York
$2.41M -$165 -1 -0%
SCM
171
Sirios Capital Management
Massachusetts
$2.36M +$2.43M +14,715 New
HBCM
172
Heron Bay Capital Management
Michigan
$2.33M +$113K +684 +5%
Los Angeles Capital Management
173
Los Angeles Capital Management
California
$2.32M -$2.58M -15,621 -52%
URS
174
Utah Retirement Systems
Utah
$2.31M +$16.5K +100 +0.7%
Handelsbanken Fonder
175
Handelsbanken Fonder
Sweden
$2.25M -$66K -400 -3%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.