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LPL Financial

275 hedge funds and large institutions have $4.83B invested in LPL Financial in 2018 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 85 increasing their positions, 124 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.18% less ownership

Funds ownership: 92.57%91.39% (-1.2%)

6% less funds holding

Funds holding: 292275 (-17)

8% less capital invested

Capital invested by funds: $5.24B → $4.83B (-$403M)

17% less funds holding in top 10

Funds holding in top 10: 1210 (-2)

31% less repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 124

34% less first-time investments, than exits

New positions opened: 31 | Existing positions closed: 47

64% less call options, than puts

Call options by funds: $2.82M | Put options by funds: $7.78M

Holders
275
Holders Change
-17
Holders Change %
-5.82%
% of All Funds
6.13%
Holding in Top 10
10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-16.67%
% of All Funds
0.22%
New
31
Increased
85
Reduced
124
Closed
47
Calls
$2.82M
Puts
$7.78M
Net Calls
-$4.95M
Net Calls Change
-$6.89M
Name Holding Trade Value Shares
Change
Change in
Stake
TCM
151
Timpani Capital Management
Wisconsin
$933K -$421K -6,900 -31%
YMRC
152
Yorktown Management & Research Company
Virginia
$918K +$38.8K +637 +4%
Rafferty Asset Management
153
Rafferty Asset Management
New York
$912K -$343K -5,630 -27%
Janney Montgomery Scott
154
Janney Montgomery Scott
Pennsylvania
$886K +$381K +6,248 +76%
XK
155
Xact Kapitalforvaltning
Sweden
$884K +$91.4K +1,500 +12%
KM
156
Kalos Management
Georgia
$863K +$14.4K +236 +2%
BF
157
BOK Financial
Oklahoma
$842K +$24K +394 +3%
NICM
158
Neo Ivy Capital Management
New York
$832K +$831K +13,628 New
USAA
159
United Services Automobile Association
Texas
$824K
FMT
160
First Mercantile Trust
Tennessee
$742K +$70.8K +1,162 +11%
GCP
161
GSA Capital Partners
United Kingdom
$734K -$3.49M -57,283 -83%
BOTW
162
Bank of the West
California
$734K +$12.5K +205 +2%
CIBC World Market
163
CIBC World Market
Ontario, Canada
$733K
CSS
164
Cubist Systematic Strategies
Connecticut
$710K -$1.46K -24 -0.2%
ProShare Advisors
165
ProShare Advisors
Maryland
$660K -$41.1K -675 -6%
CCMW
166
Cypress Capital Management (Wyoming)
Wyoming
$656K -$36.9K -605 -5%
Canada Life
167
Canada Life
Manitoba, Canada
$648K +$69.5K +1,140 +12%
SOADOR
168
State of Alaska Department of Revenue
Alaska
$647K -$5.55K -91 -0.9%
OSIA
169
O'Shares Investment Advisers
Massachusetts
$620K +$618K +10,143 New
PP
170
Paloma Partners
Connecticut
$619K +$139K +2,288 +29%
RCS
171
Retirement Capital Strategies
California
$613K
B
172
Barings
North Carolina
$611K
Public Employees Retirement Association of Colorado
173
Public Employees Retirement Association of Colorado
Colorado
$582K -$5.3K -87 -0.9%
Zurich Cantonal Bank
174
Zurich Cantonal Bank
Switzerland
$574K +$41.2K +676 +8%
CIC
175
Chase Investment Counsel
Virginia
$565K -$13.4K -220 -2%

LPLA Hedge Fund Activity: Q4 2018 in Review

275 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2018, worth a combined $4.83B — down 7.7% from $5.24B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of LPLA and 31 opened new positions — a net loss of 16 holders — while 124 trimmed existing stakes and 85 added.

The largest buyer was American Century Companies, adding an estimated $46M. The largest seller was New Mountain Vantage Advisers, cutting an estimated $58.1M.

  • 275 institutional investors held LPL Financial (LPLA) as of Q4 2018, down from 292 in Q3 2018.
  • Funds reported $4.83B of LPL Financial stock for Q4 2018, down 7.7% quarter-over-quarter.
  • 31 funds opened new LPL Financial positions in Q4 2018 and 47 closed out, a net change of -16 holders.
  • The largest LPL Financial buyer in Q4 2018 was American Century Companies, an estimated $46M added.
  • The largest LPL Financial seller in Q4 2018 was New Mountain Vantage Advisers, an estimated $58.1M sold.

Based on aggregated 13F filings for Q4 2018.