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LPL Financial
LPLA

Overview Fund Activity

168 hedge funds and large institutions have $4.3B invested in LPL Financial in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 65 increasing their positions, 61 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
168
Holders Change
-10
Holders Change %
-5.62%
% of All Funds
4.7%
Holding in Top 10
13
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-13.33%
% of All Funds
0.36%
New
21
Increased
65
Reduced
61
Closed
29
Calls
$10.8M
Puts
$3.59M
Net Calls
+$7.18M
Net Calls Change
+$7.53M

Top Buyers

1
FPA
First Pacific Advisors
California
$175M
2
FP
FPR Partners
California
$417M
3
SP
Stockbridge Partners
Massachusetts
$157M
4
MCM
Marcato Capital Management
California
$21.9M
5
Bank of America
Bank of America
North Carolina
$18.4M

Top Sellers

1
William Blair & Company
William Blair & Company
Illinois
$3.1M
2
Wellington Management Group
Wellington Management Group
Massachusetts
$0
3
Two Sigma Investments
Two Sigma Investments
New York
$0
4
ACM
AKRE Capital Management
Virginia
$29.8M
5
TCGI
Three Corner Global Investors
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
151
PNC Financial Services Group
Pennsylvania
$26K -$29.7K -730 -53%
US Bancorp
152
US Bancorp
Minnesota
$23K -$12.6K -316 -35%
WA
153
WealthTrust-Arizona
Arizona
$10K +$40 +1 +0.4%
FMII
154
Farmers & Merchants Investments Inc
Nebraska
$7K +$7K +184 New
KT
155
Kanaly Trust
Texas
$6K -$777 -18 -11%
Bank of Montreal
156
Bank of Montreal
Ontario, Canada
$6K +$4.81K +105 +404%
TWA
157
TCI Wealth Advisors
Arizona
$6K +$6K +151 New
RIA
158
Regal Investment Advisors
Michigan
$5K +$5K +150 New
ASN
159
Advisory Services Network
Georgia
$4K – – –
IMS
160
Index Management Solutions
Pennsylvania
$4K +$4K +93 New
KCM
161
Karp Capital Management
California
$3K – – –
CFA
162
Carroll Financial Associates
North Carolina
$3K +$3K +79 New
BCM
163
Brookstone Capital Management
Illinois
$2K – – –
Creative Planning
164
Creative Planning
Kansas
$2K +$2K +50 New
CCS
165
Crosspoint Capital Strategies
California
$1K -$42.4K -551 -98%
S
166
SignatureFD
Georgia
$1K – – –
Fifth Third Bancorp
167
Fifth Third Bancorp
Ohio
$1K – – –
FPFS
168
First Personal Financial Services
North Carolina
$1K – – –
Manulife (Manufacturers Life Insurance)
169
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$106 -$1 -26 -1%
Wellington Management Group
170
Wellington Management Group
Massachusetts
– -$28.2M -606,877 Closed
Two Sigma Investments
171
Two Sigma Investments
New York
– -$23.5M -506,422 Closed
TCGI
172
Three Corner Global Investors
New York
– -$11.8M -253,900 Closed
WCA
173
Whetstone Capital Advisors
Kansas
– -$8.84M -190,243 Closed
Two Sigma Advisers
174
Two Sigma Advisers
New York
– -$7.45M -160,250 Closed
AP
175
AHL Partners
United Kingdom
– -$5.55M -119,468 Closed
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