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LPL Financial
LPLA

175 hedge funds and large institutions have $4.18B invested in LPL Financial in 2014 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more call options, than puts

Call options by funds: $695K | Put options by funds: $668K

3% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 67

3% less funds holding

Funds holding: 180 → 175 (-5)

8% less capital invested

Capital invested by funds: $4.56B → $4.18B (-$375M)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

33% less funds holding in top 10

Funds holding in top 10: 9 → 6 (-3)

Holders
175
Holders Change
-5
Holders Change %
-2.78%
% of All Funds
5.08%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.17%
New
23
Increased
65
Reduced
67
Closed
26
Calls
$695K
Puts
$668K
Net Calls
+$27K
Net Calls Change
-$51K

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$30.9M
2
American Century Companies
American Century Companies
Missouri
+$28.9M
3
FCIM
Fairview Capital Investment Management
California
+$28M
4
Millennium Management
Millennium Management
New York
+$15.5M
5
TAM
Toscafund Asset Management
United Kingdom
+$12.5M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$36.5M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$29.4M
3
Norges Bank
Norges Bank
Norway
-$25.6M
4
Artisan Partners
Artisan Partners
Wisconsin
-$25.4M
5
SP
Stockbridge Partners
Massachusetts
-$20.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Teacher Retirement System of Texas
151
Teacher Retirement System of Texas
Texas
$133K -$4.77K -99 -3%
Public Employees Retirement Association of Colorado
152
Public Employees Retirement Association of Colorado
Colorado
$131K -$1.3K -27 -0.9%
Legal & General Group
153
Legal & General Group
United Kingdom
$126K – – –
QT
154
Quantbot Technologies
New York
$107K -$239K -4,958 -68%
WA
155
WFG Advisors
Texas
$96K +$62K +1,286 +159%
GT
156
Glenmede Trust
Pennsylvania
$91K – – –
AIG
157
American International Group
New York
$75.4K +$2.84K +59 +4%
Fifth Third Bancorp
158
Fifth Third Bancorp
Ohio
$69K +$9.06K +188 +14%
Ameriprise
159
Ameriprise
Minnesota
$61K +$11K +228 +21%
US Bancorp
160
US Bancorp
Minnesota
$53K +$41.1K +852 +289%
PCM
161
Prelude Capital Management
New York
$51K +$53.5K +1,110 New
FNBT
162
FineMark National Bank & Trust
Florida
$44K +$21.4K +445 +89%
CFG
163
CKW Financial Group
Hawaii
$30K +$7.18K +149 +29%
LTFS
164
Ladenburg Thalmann Financial Services
Florida
$21K -$964 -20 -4%
WA
165
WealthTrust-Arizona
Arizona
$17K +$6.7K +139 +61%
TRCT
166
Tower Research Capital (TRC)
New York
$12K -$685K -14,224 -98%
BRWM
167
B. Riley Wealth Management
Tennessee
$9K – – –
IRS
168
Invictus RG (Singapore)
Singapore
$8K -$60.4K -1,254 -87%
LNB
169
Ledyard National Bank
$4K – – –
TWA
170
TCI Wealth Advisors
Arizona
$4K – – –
Envestnet Asset Management
171
Envestnet Asset Management
Illinois
$2K +$771 +16 +57%
S
172
SignatureFD
Georgia
$1K -$1.01K -21 -54%
Northwestern Mutual Wealth Management
173
Northwestern Mutual Wealth Management
Wisconsin
$1K +$723 +15 New
Bank of Montreal
174
Bank of Montreal
Ontario, Canada
$1K +$867 +18 New
Manulife (Manufacturers Life Insurance)
175
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$137 -$1.11K -23 -0.8%
4 5 6
7
8

LPLA Hedge Fund Activity: Q3 2014 in Review

175 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2014, worth a combined $4.18B — down 8.2% from $4.56B a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of LPLA and 23 opened new positions — a net loss of 3 holders — while 67 trimmed existing stakes and 65 added.

The largest buyer was Citadel Advisors, adding an estimated $30.9M. The largest seller was Wellington Management Group, cutting an estimated $36.5M.

  • 175 institutional investors held LPL Financial (LPLA) as of Q3 2014, down from 180 in Q2 2014.
  • Funds reported $4.18B of LPL Financial stock for Q3 2014, down 8.2% quarter-over-quarter.
  • 23 funds opened new LPL Financial positions in Q3 2014 and 26 closed out, a net change of -3 holders.
  • The largest LPL Financial buyer in Q3 2014 was Citadel Advisors, an estimated $30.9M added.
  • The largest LPL Financial seller in Q3 2014 was Wellington Management Group, an estimated $36.5M sold.

Based on aggregated 13F filings for Q3 2014.