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LPL Financial
LPLA

182 hedge funds and large institutions have $4.29B invested in LPL Financial in 2013 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 56 increasing their positions, 68 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 14

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

26% more capital invested

Capital invested by funds: $3.4B → $4.29B (+$888M)

22% more funds holding

Funds holding: 149 → 182 (+33)

18% less repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 68

87% less call options, than puts

Call options by funds: $146K | Put options by funds: $1.1M

Holders
182
Holders Change
+33
Holders Change %
+22.15%
% of All Funds
5.28%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.29%
New
47
Increased
56
Reduced
68
Closed
14
Calls
$146K
Puts
$1.1M
Net Calls
-$959K
Net Calls Change
-$507K

Top Buyers

1
Invesco
Invesco
Georgia
+$90.4M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$29.2M
3
Artisan Partners
Artisan Partners
Wisconsin
+$29.2M
4
BIT
BlackRock Institutional Trust
California
+$21.9M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$20.2M

Top Sellers

1
HLA
Hamilton Lane Advisors
Pennsylvania
-$28.5M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$24.5M
3
State Street
State Street
Massachusetts
-$23.7M
4
California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS)
California
-$21.5M
5
Fidelity Investments
Fidelity Investments
Massachusetts
-$21M
Name Holding Trade Value Shares
Change 		Change in
Stake
WT
151
Wilmington Trust
Delaware
$231K +$206K +4,906 New
AWCI
152
Alpine Woods Capital Investors
New York
$229K +$204K +4,869 New
FMT
153
First Mercantile Trust
Tennessee
$201K – – –
V
154
Veritable
Delaware
$201K +$179K +4,272 New
PI
155
Placemark Investments
Illinois
$200K +$180K +4,282 New
Teacher Retirement System of Texas
156
Teacher Retirement System of Texas
Texas
$147K -$157K -3,748 -54%
Barclays
157
Barclays
United Kingdom
$116K +$7.89K +188 +8%
STC
158
SEI Trust Company
Pennsylvania
$113K -$12.2K -290 -11%
Acadian Asset Management
159
Acadian Asset Management
Massachusetts
$105K +$93.3K +2,224 New
GT
160
Glenmede Trust
Pennsylvania
$89K – – –
Public Employees Retirement Association of Colorado
161
Public Employees Retirement Association of Colorado
Colorado
$89K +$1.43K +34 +2%
U
162
UBS
Switzerland
$71K +$24.1K +574 +63%
TRCT
163
Tower Research Capital (TRC)
New York
$64K +$53K +1,264 +1,470%
Ameriprise
164
Ameriprise
Minnesota
$60K -$20.1K -480 -28%
AIG
165
American International Group
New York
$57.7K -$27.7K -659 -35%
Fifth Third Bancorp
166
Fifth Third Bancorp
Ohio
$56K +$50.1K +1,195 New
Royal Bank of Canada
167
Royal Bank of Canada
Ontario, Canada
$50K -$250K -5,951 -85%
US Bancorp
168
US Bancorp
Minnesota
$38K +$6.8K +162 +25%
LTFS
169
Ladenburg Thalmann Financial Services
Florida
$27K +$2.6K +62 +12%
CFG
170
CKW Financial Group
Hawaii
$25K +$22.3K +531 New
HF
171
Hoxton Financial
West Virginia
$22K +$5.25K +125 +37%
DIA
172
Denver Investment Advisors
Colorado
$5.94K +$5.3M +126,280 New
LNB
173
Ledyard National Bank
$4K +$3.23K +77 New
ASN
174
Advisory Services Network
Georgia
$4K +$3.99K +95 New
CAM
175
ClariVest Asset Management
California
$3K +$2.77K +66 New
4 5 6
7
8

LPLA Hedge Fund Activity: Q4 2013 in Review

182 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2013, worth a combined $4.29B — up 26% from $3.4B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new LPLA positions and 14 closed out — a net gain of 33 holders — while 56 added to existing stakes and 68 trimmed.

The largest buyer was Invesco, adding an estimated $90.4M. The largest seller was Hamilton Lane Advisors, cutting an estimated $28.5M.

  • 182 institutional investors held LPL Financial (LPLA) as of Q4 2013, up from 149 in Q3 2013.
  • Funds reported $4.29B of LPL Financial stock for Q4 2013, up 26% quarter-over-quarter.
  • 47 funds opened new LPL Financial positions in Q4 2013 and 14 closed out, a net change of +33 holders.
  • The largest LPL Financial buyer in Q4 2013 was Invesco, an estimated $90.4M added.
  • The largest LPL Financial seller in Q4 2013 was Hamilton Lane Advisors, an estimated $28.5M sold.

Based on aggregated 13F filings for Q4 2013.