LPLA icon

LPL Financial
LPLA

Overview Fund Activity

137 hedge funds and large institutions have $2.85B invested in LPL Financial in 2016 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 48 increasing their positions, 52 reducing their positions, and 24 closing their positions.

Holders
137
Holders Change
-8
Holders Change %
-5.52%
% of All Funds
3.66%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.27%
New
17
Increased
48
Reduced
52
Closed
24
Calls
$11M
Puts
$2.82M
Net Calls
+$8.18M
Net Calls Change
+$9.55M

Top Buyers

1
JHIU
1
Janus Henderson Investors US
Colorado
$227M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$173M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$10.5M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$185M
5
Capital Fund Management (CFM)
5
Capital Fund Management (CFM)
France
$5.5M

Top Sellers

1
Federated Hermes
1
Federated Hermes
Pennsylvania
$0
2
Millennium Management
2
Millennium Management
New York
$0
3
ARTA
3
A.R.T. Advisors
New York
$0
4
BBHC
4
Brown Brothers Harriman & Co
New York
$87.2M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$1.32M
Name Market Value Shares Shares
Change 		Shares
Change %
CG
126
Cutler Group
California
$12K 412 -1,008 -71%
TCIM
127
TIAA CREF Investment Management
New York
$10.7K 358,718 -18,755 -5%
SEI Investments
128
SEI Investments
Pennsylvania
$10K 347 +123 +55%
Citigroup
129
Citigroup
New York
$6K 185 -123 -40%
WA
130
WealthTrust-Arizona
Arizona
$5K 173 -29 -14%
DADC
131
D.A. Davidson & Co
Montana
$4K 140 – –
KT
132
Kanaly Trust
Texas
$3K 92 -11 -11%
US Bancorp
133
US Bancorp
Minnesota
$2K 82 – –
FQ
134
First Quadrant
California
$1K 18 +18 New
WAM
135
Wealthspire Advisors (Maryland)
Maryland
$1K 21 +21 New
VOYA Investment Management
136
VOYA Investment Management
Georgia
$918 30,706 +1,203 +4%
Federated Hermes
137
Federated Hermes
Pennsylvania
– – -225,485 Closed
Millennium Management
138
Millennium Management
New York
– – -221,895 Closed
ARTA
139
A.R.T. Advisors
New York
– – -184,910 Closed
Franklin Resources
140
Franklin Resources
California
– – -112,050 Closed
D.E. Shaw & Co
141
D.E. Shaw & Co
New York
– – -57,629 Closed
Nuveen Asset Management
142
Nuveen Asset Management
Illinois
– – -48,048 Closed
BCM
143
BlueCrest Capital Management
Jersey
– – -36,643 Closed
SAM
144
Shell Asset Management
Netherlands
– – -33,201 Closed
PP
145
Paloma Partners
Connecticut
– – -19,700 Closed
CIBC World Market
146
CIBC World Market
Ontario, Canada
– – -19,560 Closed
QIM
147
Quantitative Investment Management
Virginia
– – -18,900 Closed
Susquehanna International Group
148
Susquehanna International Group
Pennsylvania
– – -18,403 Closed
SSG
149
Summit Securities Group
New York
– – -17,106 Closed
Principal Financial Group
150
Principal Financial Group
Iowa
– – -17,085 Closed
3 4 5
6
7