First Quadrant’s LPL Financial LPLA Stock Holding History

First Quadrant’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-248	Closed	-$15K	–	807
2018 Q1	$15K	Sell	248 -1,895	-88%	-$117K	﹤0.01%	787
2017 Q4	$122K	Sell	2,143 -135,748	-98%	-$7.14M	﹤0.01%	789
2017 Q3	$7.11M	Buy	137,891 +137,738	+90,025%	+$6.34M	0.14%	209
2017 Q2	$6K	Hold	153	–	–	﹤0.01%	887
2017 Q1	$6K	Buy	153 +135	+750%	+$5.31K	﹤0.01%	792
2016 Q4	$1K	Hold	18	–	–	﹤0.01%	827
2016 Q3	$1K	Buy	+18	New	+$487	﹤0.01%	861

Other funds holding LPLA

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SCA

Southpoint Capital Advisors New York $4.4B AUM 49.36% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $10.7B AUM 67.78% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

Balyasny Asset Management Chicago, Illinois $80.2B AUM 51.53% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

First Quadrant's LPLA Position: Q2 2018 in Review

First Quadrant sold out of LPL Financial (LPLA) in Q2 2018, closing a stake of 248 shares — an estimated $15K sold.

First Quadrant first reported a position in LPLA in Q3 2016 and held it in 7 quarters. The position peaked at $7.11M in Q3 2017. 293 funds tracked by Wall St. Rank hold LPLA as of Q2 2018.

First Quadrant reported no remaining LPL Financial position as of Q2 2018 after selling out during the quarter.
First Quadrant sold 248 LPL Financial shares in Q2 2018, an estimated $15K.
First Quadrant first reported a position in LPL Financial in Q3 2016 and held it in 7 quarters.
First Quadrant's LPL Financial position peaked at $7.11M in Q3 2017.
293 funds tracked by Wall St. Rank held LPL Financial as of Q2 2018.

Based on First Quadrant's 13F filing for Q2 2018, filed 27 Jul 2018.