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LPL Financial
LPLA

Overview Fund Activity

162 hedge funds and large institutions have $4.12B invested in LPL Financial in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 66 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
162
Holders Change
-13
Holders Change %
-7.43%
% of All Funds
4.32%
Holding in Top 10
11
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+83.33%
% of All Funds
0.29%
New
26
Increased
66
Reduced
54
Closed
37
Calls
$63K
Puts
$612K
Net Calls
-$549K
Net Calls Change
-$576K

Top Buyers

1
SA
1
SPO Advisory
California
$246M
2
Citadel Advisors
2
Citadel Advisors
Florida
$108M
3
Franklin Resources
3
Franklin Resources
California
$62.8M
4
SC
4
Samlyn Capital
New York
$51.7M
5
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$379M

Top Sellers

1
LPC
1
Lone Pine Capital
Connecticut
$0
2
Artisan Partners
2
Artisan Partners
Wisconsin
$0
3
Principal Financial Group
3
Principal Financial Group
Iowa
$0
4
GC
4
Guggenheim Capital
Illinois
$1.78M
5
Millennium Management
5
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
126
Bank of America
North Carolina
$249K -$88.8K -1,987 -26%
AW
127
ACG Wealth
Georgia
$241K – – –
PNC Financial Services Group
128
PNC Financial Services Group
Pennsylvania
$222K -$24.1K -541 -10%
AWCI
129
Alpine Woods Capital Investors
New York
$217K – – –
Prudential Financial
130
Prudential Financial
New Jersey
$211K -$31.1K -700 -13%
FMT
131
First Mercantile Trust
Tennessee
$197K +$31.2K +700 +19%
BNP Paribas Financial Markets
132
BNP Paribas Financial Markets
France
$186K -$91K -2,043 -33%
SG Americas Securities
133
SG Americas Securities
New York
$158K +$26.2K +587 +20%
Morgan Stanley
134
Morgan Stanley
New York
$150K -$4.6M -103,289 -97%
Public Employees Retirement Association of Colorado
135
Public Employees Retirement Association of Colorado
Colorado
$125K -$2.15K -48 -2%
Legal & General Group
136
Legal & General Group
United Kingdom
$122K – – –
Teacher Retirement System of Texas
137
Teacher Retirement System of Texas
Texas
$107K -$21.6K -487 -17%
WA
138
WFG Advisors
Texas
$101K +$7.63K +171 +8%
AIG
139
American International Group
New York
$91.8K +$18.8K +423 +26%
GT
140
Glenmede Trust
Pennsylvania
$84K -$4.19K -95 -5%
BJ
141
BlackRock Japan
Japan
$50K +$50K +1,128 New
US Bancorp
142
US Bancorp
Minnesota
$37K -$13.5K -307 -27%
LTFS
143
Ladenburg Thalmann Financial Services
Florida
$36K +$16K +362 +80%
FNBT
144
FineMark National Bank & Trust
Florida
$33K -$8.68K -197 -21%
TRCT
145
Tower Research Capital (TRC)
New York
$22K +$10K +219 +84%
RCG
146
Ruggie Capital Group
Florida
$21K +$21K +468 New
UBS Group
147
UBS Group
Switzerland
$19K +$19K +437 New
CFG
148
CKW Financial Group
Hawaii
$17K -$12.8K -282 -43%
Federated Hermes
149
Federated Hermes
Pennsylvania
$14K -$741K -16,947 -98%
WA
150
WealthTrust-Arizona
Arizona
$14K -$2.69K -59 -16%
4 5
6
7 8