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LPL Financial
LPLA

Overview Fund Activity

149 hedge funds and large institutions have $3.4B invested in LPL Financial in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 73 increasing their positions, 44 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
149
Holders Change
+5
Holders Change %
+3.47%
% of All Funds
4.83%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.23%
New
24
Increased
73
Reduced
44
Closed
15
Calls
$616K
Puts
$1.07M
Net Calls
-$452K
Net Calls Change
-$490K

Top Buyers

1
American Century Companies
1
American Century Companies
Missouri
$73.4M
2
BBHC
2
Brown Brothers Harriman & Co
New York
$71.4M
3
William Blair & Company
3
William Blair & Company
Illinois
$176M
4
JHIU
4
Janus Henderson Investors US
Colorado
$188M
5
Vanguard Group
5
Vanguard Group
Pennsylvania
$161M

Top Sellers

1
TGHSA
1
TPG Group Holdings (SBS) Advisors
Texas
$653M
2
Wellington Management Group
2
Wellington Management Group
Massachusetts
$343M
3
Goldman Sachs
3
Goldman Sachs
New York
$2.06M
4
Balyasny Asset Management
4
Balyasny Asset Management
Illinois
$0
5
Millennium Management
5
Millennium Management
New York
$790K
Name Holding Trade Value Shares
Change 		Shares
Change %
AQR Capital Management
126
AQR Capital Management
Connecticut
$222K +$222K +5,800 New
WAM
127
World Asset Management
Michigan
$220K +$220K +5,753 New
BlackRock
128
BlackRock
New York
$218K -$88.8K -2,315 -29%
VKH
129
Virtu KCG Holdings
New York
$212K +$212K +5,523 New
FCBT
130
First Citizens Bank & Trust
North Carolina
$204K +$204K +5,335 New
FMT
131
First Mercantile Trust
Tennessee
$164K -$66.4K -1,730 -29%
PCM
132
Prelude Capital Management
New York
$136K +$136K +3,550 New
STC
133
SEI Trust Company
Pennsylvania
$103K +$103K +2,700 New
Barclays
134
Barclays
United Kingdom
$87K -$2.8M -73,012 -97%
GT
135
Glenmede Trust
Pennsylvania
$73K – – –
AIG
136
American International Group
New York
$72.3K +$32.4K +847 +82%
Public Employees Retirement Association of Colorado
137
Public Employees Retirement Association of Colorado
Colorado
$71K +$7K +183 +11%
Ameriprise
138
Ameriprise
Minnesota
$67K +$33.8K +877 +102%
PNC Financial Services Group
139
PNC Financial Services Group
Pennsylvania
$59K -$1.26K -33 -2%
U
140
UBS
Switzerland
$35K -$148K -3,878 -81%
US Bancorp
141
US Bancorp
Minnesota
$25K +$5.05K +131 +25%
LTFS
142
Ladenburg Thalmann Financial Services
Florida
$21K -$2.81K -67 -12%
HF
143
Hoxton Financial
West Virginia
$13K -$76 -2 -0.6%
Canada Pension Plan Investment Board
144
Canada Pension Plan Investment Board
Ontario, Canada
$4K +$4K +100 New
TRCT
145
Tower Research Capital (TRC)
New York
$3K -$158K -4,542 -98%
Envestnet Asset Management
146
Envestnet Asset Management
Illinois
$1K – – –
S
147
SignatureFD
Georgia
$1K – – –
Bank of Montreal
148
Bank of Montreal
Ontario, Canada
$1K +$1K +18 New
Manulife (Manufacturers Life Insurance)
149
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$119 -$1 -31 -1%
HF
150
Hellman & Friedman
California
– -$477M -12,622,129 Closed
3 4 5
6
7