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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
ACL
101
Azora Capital LP
Florida
$10.3M +$655K +3,967 +7%
PE
102
Point72 Europe
United Kingdom
$10.1M -$825K -5,000 -7%
Natixis Advisors
103
Natixis Advisors
Massachusetts
$9.95M +$228K +1,381 +2%
CM
104
Castleark Management
Illinois
$9.89M -$380K -2,305 -4%
Russell Investments Group
105
Russell Investments Group
United Kingdom
$9M -$1.02M -6,164 -10%
US Bancorp
106
US Bancorp
Minnesota
$8.99M -$91.9K -557 -1%
BPIM
107
Brant Point Investment Management
New York
$8.86M -$1.63M -9,857 -15%
PI
108
Putnam Investments
Massachusetts
$8.64M +$8.91M +53,963 New
Balyasny Asset Management
109
Balyasny Asset Management
Illinois
$8.48M +$8.74M +52,959 New
SMDAM
110
Sumitomo Mitsui DS Asset Management
Japan
$8.18M +$8.43M +51,086 New
Janney Montgomery Scott
111
Janney Montgomery Scott
Pennsylvania
$8.02M -$44.7K -271 -0.5%
Northwestern Mutual Wealth Management
112
Northwestern Mutual Wealth Management
Wisconsin
$7.97M +$142K +858 +2%
UBS Group
113
UBS Group
Switzerland
$7.91M +$19K +115 +0.2%
IA
114
Icon Advisers
Colorado
$7.83M +$87.8K +532 +1%
GI
115
Gradient Investments
Minnesota
$7.62M +$7.85M +47,591 New
CCM
116
Cinctive Capital Management
New York
$7.46M +$7.7M +46,630 New
Nisa Investment Advisors
117
Nisa Investment Advisors
Missouri
$7.42M -$7.94M -48,099 -53%
Two Sigma Advisers
118
Two Sigma Advisers
New York
$7.32M +$182K +1,100 +2%
Susquehanna International Group
119
Susquehanna International Group
Pennsylvania
$7.26M +$5.6M +33,913 +297%
Ohio Public Employees Retirement System (OPERS)
120
Ohio Public Employees Retirement System (OPERS)
Ohio
$7.22M -$343K -2,077 -4%
State of New Jersey Common Pension Fund D
121
State of New Jersey Common Pension Fund D
New Jersey
$7.07M +$327K +1,981 +5%
AQR Capital Management
122
AQR Capital Management
Connecticut
$6.99M -$596K -3,608 -8%
KCM
123
Kennedy Capital Management
Missouri
$6.89M -$266K -1,614 -4%
AACP
124
Advantage Alpha Capital Partners
California
$6.86M +$1.35M +8,192 +24%
Rafferty Asset Management
125
Rafferty Asset Management
New York
$6.72M +$623K +3,772 +10%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.