SMDAM
LPLA icon

Sumitomo Mitsui DS Asset Management’s LPL Financial LPLA Stock Holding History

Sumitomo Mitsui DS Asset Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$3.65M Sell
12,973
-67
-0.5% -$20.1K 0.03% 417
2026
Q1 		$3.92M Buy
13,040
+56
+0.4% +$18.8K 0.03% 367
2025
Q4 		$4.64M Sell
12,984
-2,773
-18% -$981K 0.04% 334
2025
Q3 		$5.24M Buy
15,757
+26
+0.2% +$9.42K 0.04% 304
2025
Q2 		$5.9M Sell
15,731
-179
-1% -$62.7K 0.05% 263
2025
Q1 		$5.2M Buy
15,910
+1,114
+8% +$388K 0.05% 275
2024
Q4 		$4.83M Sell
14,796
-1,881
-11% -$556K 0.05% 287
2024
Q3 		$3.88M Sell
16,677
-19,098
-53% -$4.3M 0.04% 330
2024
Q2 		$9.99M Sell
35,775
-1,165
-3% -$316K 0.12% 151
2024
Q1 		$9.76M Sell
36,940
-1,413
-4% -$357K 0.12% 151
2023
Q4 		$8.73M Sell
38,353
-4,516
-11% -$1.02M 0.11% 181
2023
Q3 		$10.2M Buy
42,869
+2,774
+7% +$644K 0.16% 122
2023
Q2 		$8.72M Buy
40,095
+9,156
+30% +$1.83M 0.13% 144
2023
Q1 		$6.26M Buy
30,939
+86
+0.3% +$19.7K 0.11% 154
2022
Q4 		$6.67M Sell
30,853
-5,779
-16% -$1.35M 0.14% 140
2022
Q3 		$8M Sell
36,632
-4,527
-11% -$963K 0.18% 103
2022
Q2 		$7.59M Buy
41,159
+5,371
+15% +$1.02M 0.18% 103
2022
Q1 		$6.54M Sell
35,788
-15,298
-30% -$2.66M 0.14% 133
2021
Q4 		$8.18M Buy
+51,086
New +$8.43M 0.17% 116

Other funds holding LPLA

Assenagon Asset Management
Assenagon Asset Management Senningerberg, Luxembourg $80.2B AUM 50.57% 1-Year Est. Return
FWIA
Fort Washington Investment Advisors Cincinnati, Ohio $19.9B AUM 22.19% 1-Year Est. Return
CFM
Capricorn Fund Managers London, United Kingdom $1.27B AUM 70.17% 1-Year Est. Return
PL
Perpetual Ltd Sydney, New South Wales, Australia $7B AUM 19.75% 1-Year Est. Return
FWP
Family Wealth Partners Matthews, North Carolina $326M AUM 17.3% 1-Year Est. Return
FVWA
Foster Victor Wealth Advisors Greenville, South Carolina $1.9B AUM 24.46% 1-Year Est. Return
LA
LBP AM Paris, France $10B AUM 43.88% 1-Year Est. Return
KW
KWB Wealth Redlands, California $1.17B AUM 18.92% 1-Year Est. Return
TCM
Tran Capital Management San Rafael, California $869M AUM 52.91% 1-Year Est. Return
Swedbank
Swedbank Stockholm, Sweden $116B AUM 46.87% 1-Year Est. Return

Sumitomo Mitsui DS Asset Management's LPLA Position: Q2 2026 in Review

Sumitomo Mitsui DS Asset Management reduced its LPL Financial (LPLA) stake by 0.51% in Q2 2026, selling an estimated $20.1K and leaving 12,973 shares worth $3.65M. The position accounts for 0.03% of the portfolio, ranked #417.

Sumitomo Mitsui DS Asset Management first reported a position in LPLA in Q4 2021 and has held it in 19 quarters since. The position peaked at $10.2M in Q3 2023. 160 funds tracked by Wall St. Rank hold LPLA as of Q2 2026.

  • Sumitomo Mitsui DS Asset Management held 12,973 shares of LPL Financial worth $3.65M as of Q2 2026.
  • Sumitomo Mitsui DS Asset Management sold 67 LPL Financial shares in Q2 2026, an estimated $20.1K.
  • LPL Financial made up 0.03% of Sumitomo Mitsui DS Asset Management's portfolio in Q2 2026, its #417 holding.
  • Sumitomo Mitsui DS Asset Management first reported a position in LPL Financial in Q4 2021 and has held it in 19 quarters since.
  • Sumitomo Mitsui DS Asset Management's LPL Financial position peaked at $10.2M in Q3 2023.
  • 160 funds tracked by Wall St. Rank held LPL Financial as of Q2 2026.

Based on Sumitomo Mitsui DS Asset Management's 13F filing for Q2 2026, filed 22 Jul 2026.