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LPL Financial
LPLA

Overview Fund Activity

340 hedge funds and large institutions have $7.07B invested in LPL Financial in 2019 Q4 according to their latest regulatory filings, with 63 funds opening new positions, 105 increasing their positions, 135 reducing their positions, and 25 closing their positions.

Holders
340
Holders Change
+28
Holders Change %
+8.97%
% of All Funds
6.71%
Holding in Top 10
11
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+120%
% of All Funds
0.22%
New
63
Increased
105
Reduced
135
Closed
25
Calls
$70.7M
Puts
$4.61M
Net Calls
+$66.1M
Net Calls Change
-$41.8M

Top Buyers

1
SC
1
Samlyn Capital
New York
$318M
2
HCM
2
Highline Capital Management
New York
$47.6M
3
Invesco
3
Invesco
Georgia
$253M
4
Westfield Capital Management
4
Westfield Capital Management
Massachusetts
$115M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$167M

Top Sellers

1
FPA
1
First Pacific Advisors
California
$175M
2
Prudential Financial
2
Prudential Financial
New Jersey
$11.4M
3
Nomura Holdings
3
Nomura Holdings
Japan
$919K
4
FCM
4
Frontier Capital Management
Massachusetts
$94.6M
5
Lord, Abbett & Co
5
Lord, Abbett & Co
New Jersey
$18.9M
Name Market Value Shares Shares
Change 		Shares
Change %
Ensign Peak Advisors
101
Ensign Peak Advisors
Utah
$5.42M 58,740 +58,740 New
Marshall Wace
102
Marshall Wace
United Kingdom
$5.36M 58,114 +56,714 +4,051%
PI
103
PineBridge Investments
New York
$5.35M 57,973 +51,593 +809%
MWNA
104
Marshall Wace North America
New York
$5.3M 57,448 +57,448 New
Bank of Montreal
105
Bank of Montreal
Ontario, Canada
$5.26M 57,019 +31,655 +125%
AG
106
Aperio Group
California
$4.8M 52,073 +831 +2%
HSBC Holdings
107
HSBC Holdings
United Kingdom
$4.78M 51,625 +7,806 +18%
Hudson Bay Capital Management
108
Hudson Bay Capital Management
Connecticut
$4.61M 50,000 +50,000 New
CAPTRUST Financial Advisors
109
CAPTRUST Financial Advisors
North Carolina
$4.55M 48,423 +47,723 +6,818%
MC
110
Maverick Capital
Texas
$4.53M 49,148 -18,786 -28%
KOCAA
111
Knights of Columbus Asset Advisors
Connecticut
$4.18M 45,326 +45,326 New
NIPH
112
NN Investment Partners Holdings
Netherlands
$4.07M 44,129 +21,617 +96%
CWM
113
CIBC World Markets
New York
$4M 43,400 +43,400 New
Daiwa Securities Group
114
Daiwa Securities Group
Japan
$3.98M 43,096 -7,788 -15%
AACP
115
Advantage Alpha Capital Partners
California
$3.79M 41,060 +41,060 New
TPCM
116
Three Peaks Capital Management
Colorado
$3.75M 40,699 -16,700 -29%
GC
117
Globeflex Capital
California
$3.4M 36,895 -5,285 -13%
UBS Group
118
UBS Group
Switzerland
$3.31M 35,877 +2,032 +6%
Squarepoint
119
Squarepoint
New York
$3.14M 33,987 +10,477 +45%
NAM
120
Nexpoint Asset Management
Texas
$3M 32,500 +6,500 +25%
CAM
121
Congress Asset Management
Massachusetts
$2.95M 31,963 -9,505 -23%
Axa
122
Axa
France
$2.91M 31,500 +1,900 +6%
ARTA
123
A.R.T. Advisors
New York
$2.88M 31,259 +31,259 New
NEI
124
Northwest & Ethical Investments
Ontario, Canada
$2.86M 31,022 – –
Ohio Public Employees Retirement System (OPERS)
125
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.85M 30,936 -22,709 -42%
3 4
5
6 7