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LPL Financial
LPLA

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 32

55% more call options, than puts

Call options by funds: $8.44M | Put options by funds: $5.45M

44% more funds holding in top 10

Funds holding in top 10: 9 → 13 (+4)

13% more capital invested

Capital invested by funds: $4.26B → $4.82B (+$554M)

9% more funds holding

Funds holding: 223 → 243 (+20)

1.58% more ownership

Funds ownership: 91.88% → 93.46% (+1.6%)

22% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 95

Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.51%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.29%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
Bank of New York Mellon
New York
+$38.7M
2
AL
AJO LP
Pennsylvania
+$37.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$27.8M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$20.9M
5
WRF
Waddell & Reed Financial
Kansas
+$20.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$49.2M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$37.4M
3
FCIM
Fairview Capital Investment Management
California
-$25.3M
4
Prudential Financial
Prudential Financial
New Jersey
-$22.3M
5
FPA
First Pacific Advisors
California
-$16.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
Ohio Public Employees Retirement System (OPERS)
101
Ohio Public Employees Retirement System (OPERS)
Ohio
$2.15M -$1.53M -29,168 -44%
AIM
102
Assured Investment Management
New York
$2.01M -$1.03M -19,549 -36%
BIM
103
Bogle Investment Management
Massachusetts
$1.86M -$11.1M -211,876 -87%
VOYA Investment Management
104
VOYA Investment Management
Georgia
$1.85M -$70.4K -1,337 -4%
GHCM
105
Glen Harbor Capital Management
California
$1.84M -$134K -2,550 -7%
YMRC
106
Yorktown Management & Research Company
Virginia
$1.82M +$1.34M +25,415 +391%
Ameriprise
107
Ameriprise
Minnesota
$1.75M +$12.5K +237 +0.8%
LPL Financial
108
LPL Financial
California
$1.62M -$67.5K -1,282 -4%
VI
109
Versor Investments
New York
$1.61M +$1.02M +19,370 +219%
GC
110
Guggenheim Capital
Illinois
$1.61M +$1.48M +28,116 New
SAM
111
Sawgrass Asset Management
Florida
$1.58M -$135K -2,570 -8%
PCM
112
Price Capital Management
Louisiana
$1.58M +$1.45M +27,599 New
Teacher Retirement System of Texas
113
Teacher Retirement System of Texas
Texas
$1.57M +$1.1M +20,853 +311%
TCM
114
Timpani Capital Management
Wisconsin
$1.57M -$1.43M -27,203 -50%
MCIM
115
Meadow Creek Investment Management
Georgia
$1.51M -$111K -2,100 -7%
SAM
116
Symphony Asset Management
California
$1.46M +$146K +2,770 +12%
SEC
117
Seven Eight Capital
New York
$1.44M -$147K -2,800 -10%
EMG
118
ETF Managers Group
New Jersey
$1.4M +$1.29M +24,455 New
AP
119
AHL Partners
United Kingdom
$1.38M -$5.38M -102,250 -81%
QSS
120
Quantitative Systematic Strategies
Florida
$1.38M -$400K -7,610 -24%
BNP Paribas Financial Markets
121
BNP Paribas Financial Markets
France
$1.35M -$4.37M -83,085 -78%
CFP
122
Cornerstone Financial Partners
North Carolina
$1.33M – – –
MCM
123
Matarin Capital Management
New York
$1.3M -$120K -2,272 -9%
ARTA
124
A.R.T. Advisors
New York
$1.28M -$952K -18,100 -45%
HighTower Advisors
125
HighTower Advisors
Illinois
$1.27M +$1.17M +22,276 New
3 4
5
6 7

LPLA Hedge Fund Activity: Q4 2017 in Review

243 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2017, worth a combined $4.82B — up 13% from $4.26B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new LPLA positions and 32 closed out — a net gain of 23 holders — while 74 added to existing stakes and 95 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $38.7M. The largest seller was Goldman Sachs, cutting an estimated $49.2M.

  • 243 institutional investors held LPL Financial (LPLA) as of Q4 2017, up from 223 in Q3 2017.
  • Funds reported $4.82B of LPL Financial stock for Q4 2017, up 13% quarter-over-quarter.
  • 55 funds opened new LPL Financial positions in Q4 2017 and 32 closed out, a net change of +23 holders.
  • The largest LPL Financial buyer in Q4 2017 was Bank of New York Mellon, an estimated $38.7M added.
  • The largest LPL Financial seller in Q4 2017 was Goldman Sachs, an estimated $49.2M sold.

Based on aggregated 13F filings for Q4 2017.