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LPL Financial
LPLA

223 hedge funds and large institutions have $4.26B invested in LPL Financial in 2017 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 90 increasing their positions, 58 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 24

55% more repeat investments, than reductions

Existing positions increased: 90 | Existing positions reduced: 58

29% more funds holding in top 10

Funds holding in top 10: 7 → 9 (+2)

22% more capital invested

Capital invested by funds: $3.48B → $4.26B (+$782M)

13% more funds holding

Funds holding: 197 → 223 (+26)

1.11% more ownership

Funds ownership: 90.77% → 91.88% (+1.1%)

38% less call options, than puts

Call options by funds: $9.38M | Put options by funds: $15.3M

Holders
223
Holders Change
+26
Holders Change %
+13.2%
% of All Funds
5.56%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.22%
New
54
Increased
90
Reduced
58
Closed
24
Calls
$9.38M
Puts
$15.3M
Net Calls
-$5.87M
Net Calls Change
+$8.33M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$58.7M
2
Goldman Sachs
Goldman Sachs
New York
+$42.3M
3
JCM
Junto Capital Management
New York
+$38M
4
SC
Samlyn Capital
New York
+$33.5M
5
Balyasny Asset Management
Balyasny Asset Management
Illinois
+$32.2M

Top Sellers

1
FP
FPR Partners
California
-$188M
2
Millennium Management
Millennium Management
New York
-$62.5M
3
SA
SPO Advisory
California
-$56.4M
4
Point72 Asset Management
Point72 Asset Management
Connecticut
-$33.8M
5
Principal Financial Group
Principal Financial Group
Iowa
-$30.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
3C
101
361 Capital
Colorado
$2.28M -$2.25M -48,962 -53%
JIR
102
James Investment Research
Ohio
$2.25M +$1.84M +40,020 +1,119%
Arrowstreet Capital
103
Arrowstreet Capital
Massachusetts
$2.16M +$1.93M +41,845 New
CAM
104
Congress Asset Management
Massachusetts
$2.13M +$1.91M +41,400 New
ARTA
105
A.R.T. Advisors
New York
$2.09M +$658K +14,300 +54%
Royal Bank of Canada
106
Royal Bank of Canada
Ontario, Canada
$2.09M +$243K +5,270 +15%
WI
107
WBI Investments
New Jersey
$2.06M -$32K -696 -2%
ZIM
108
Zacks Investment Management
Illinois
$2M +$169K +3,676 +10%
Grantham, Mayo, Van Otterloo & Co (GMO)
109
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.92M +$1.71M +37,200 New
GHCM
110
Glen Harbor Capital Management
California
$1.79M +$601K +13,056 +60%
Citigroup
111
Citigroup
New York
$1.77M +$664K +14,432 +72%
VOYA Investment Management
112
VOYA Investment Management
Georgia
$1.74M -$17.2K -373 -1%
UBS Group
113
UBS Group
Switzerland
$1.66M +$200K +4,354 +16%
QSS
114
Quantitative Systematic Strategies
Florida
$1.64M +$1.01M +21,986 +225%
Ameriprise
115
Ameriprise
Minnesota
$1.56M +$15.3K +333 +1%
SAM
116
Sawgrass Asset Management
Florida
$1.56M +$1.04M +22,525 +290%
LPL Financial
117
LPL Financial
California
$1.53M +$1.33K +29 +0.1%
MCIM
118
Meadow Creek Investment Management
Georgia
$1.48M +$495K +10,752 +60%
SEC
119
Seven Eight Capital
New York
$1.44M +$1.29M +28,000 New
ICRM
120
Insight Capital Research & Management
California
$1.36M +$1.22M +26,457 New
Morgan Stanley
121
Morgan Stanley
New York
$1.36M -$291K -6,326 -19%
QT
122
Quantbot Technologies
New York
$1.33M +$1.19M +25,870 New
MCM
123
Matarin Capital Management
New York
$1.29M – – –
CFP
124
Cornerstone Financial Partners
North Carolina
$1.2M +$1.07M +23,295 New
N
125
Natixis
France
$1.19M +$1.06M +23,007 New
3 4
5
6 7